ZVSA Risk Flags
Consolidated view of every risk_flag row ZVSAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · May 15, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-05-15 (accession 0001493152-24-019511) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2023-03-31 (accession 0001493152-23-010259) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Delisting | medium | 25-NSE · Oct 6, 2025 | Form 25-NSE filed 2025-10-06 (accession 0001354457-25-000988) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | medium | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001493152-23-010259) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2022-04-15 (accession 0001213900-22-019895) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · Dec 29, 2022 | Form 25-NSE filed 2022-12-29 (accession 0001354457-22-000798) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Dec 12, 2022 | Form 25-NSE filed 2022-12-12 (accession 0001354457-22-000714) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001493152-25-023612) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024263), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028837) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001493152-23-029603), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001213900-22-016493) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001213900-22-019895), 15 days after the 2022-03-31 filing … | view ↗ |
Related on ZVSA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.