ZVRA Risk Flags
Consolidated view of every risk_flag row ZVRAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Mar 7, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-07 (accession 0001437749-23-005703) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2022-03-31 (accession 0001437749-22-007725) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Delisting | medium | 25-NSE · Aug 11, 2020 | Form 25-NSE filed 2020-08-11 (accession 0001354457-20-000403) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001437749-17-009353) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001437749-17-009824), 7 days after the 2017-05-15 filing d… | view ↗ |
Related on ZVRA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.