ZURA Risk Flags
Consolidated view of every risk_flag row ZURAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Aug 27, 2024 | Form 25-NSE filed 2024-08-27 (accession 0001354457-24-000594) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25 · Mar 20, 2023 | Form 25 filed 2023-03-20 (accession 0001104659-23-034548) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Mar 28, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-28 (accession 0001410578-24-000329) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). Prior 10-K filed 2023-03-28 (accession 0001410578-23-000374) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001104659-22-040747) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-11 (accession 0001410578-22-000860), 11 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001104659-21-139092) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-19 (accession 0001410578-21-000340), 5 days after the 2021-11-14 filing d… | view ↗ |
Related on ZURA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.