ZLME Risk Flags
Consolidated view of every risk_flag row ZLMEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · May 3, 2011 | Form NT 10-K filed 2011-05-03 (accession 0001477932-11-000613) notified the SEC of delayed 10-K filing for period ending 2011-01-31. Substantive filing landed 2011-05-17 (accession 0001477932-11-000750), 16 days after the 2011-05-01 filing … | view ↗ |
| Auditor Change | low | 10-K · Aug 21, 2025 | PCAOB-tagged auditor in 10-K filed 2025-08-21 (accession 0001641172-25-025006) was 'Enrome LLP' (PCAOB Firm ID: 6907). Prior 10-K filed 2024-03-28 (accession 0001493152-24-011726) was 'TAAD LLP' (PCAOB Firm ID: 5854). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028759) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-15 (accession 0001493152-23-028761), 1 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 13, 2019 | Form NT 10-Q filed 2019-12-13 (accession 0001493152-19-019150) notified the SEC of delayed 10-Q filing for period ending 2019-10-31. Substantive filing landed 2019-12-17 (accession 0001493152-19-019325), 2 days after the 2019-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · May 1, 2012 | Form NT 10-K filed 2012-05-01 (accession 0001477932-12-001342) notified the SEC of delayed 10-K filing for period ending 2012-01-31. Substantive filing landed 2012-05-01 (accession 0001477932-12-001347), 1 days after the 2012-04-30 filing d… | view ↗ |
Related on ZLME
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.