ZEOX Risk Flags
Consolidated view of every risk_flag row ZEOXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Jun 15, 2018 | Form NT 10-Q filed 2018-06-15 (accession 0001683168-18-001698) notified the SEC of delayed 10-Q filing for period ending 2018-04-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Jan 29, 2018 | Form NT 10-K filed 2018-01-29 (accession 0001493152-18-001181) notified the SEC of delayed 10-K filing for period ending 2017-10-31. Substantive filing landed 2018-11-01 (accession 0001683168-18-003206), 276 days after the 2018-01-29 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Mar 20, 2017 | Form NT 10-Q filed 2017-03-20 (accession 0001477932-17-001208) notified the SEC of delayed 10-Q filing for period ending 2017-01-31. Substantive filing landed 2017-07-12 (accession 0001493152-17-007734), 117 days after the 2017-03-17 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Jan 30, 2017 | Form NT 10-K filed 2017-01-30 (accession 0001477932-17-000460) notified the SEC of delayed 10-K filing for period ending 2016-10-31. Substantive filing landed 2017-07-07 (accession 0001493152-17-007610), 159 days after the 2017-01-29 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Mar 16, 2016 | Form NT 10-Q filed 2016-03-16 (accession 0001477932-16-009074) notified the SEC of delayed 10-Q filing for period ending 2016-01-31. Substantive filing landed 2016-08-08 (accession 0001477932-16-011670), 145 days after the 2016-03-16 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Feb 1, 2016 | Form NT 10-K filed 2016-02-01 (accession 0001477932-16-008359) notified the SEC of delayed 10-K filing for period ending 2015-10-31. Substantive filing landed 2016-06-22 (accession 0001477932-16-010983), 145 days after the 2016-01-29 filing… | view ↗ |
| Auditor Change | high | 10-K · Jan 29, 2024 | PCAOB-tagged auditor in 10-K filed 2024-01-29 (accession 0001829126-24-000541) was 'Weinberg & Company P.A.' (PCAOB Firm ID: 572). Prior 10-K filed 2023-02-14 (accession 0001829126-23-001524) was 'Marcum' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | high | NT 10-Q · Jun 15, 2017 | Form NT 10-Q filed 2017-06-15 (accession 0001493152-17-006705) notified the SEC of delayed 10-Q filing for period ending 2017-04-30. Substantive filing landed 2017-07-12 (accession 0001493152-17-007734), 28 days after the 2017-06-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Sep 14, 2016 | Form NT 10-Q filed 2016-09-14 (accession 0001477932-16-012491) notified the SEC of delayed 10-Q filing for period ending 2016-07-31. Substantive filing landed 2016-10-26 (accession 0001477932-16-013121), 42 days after the 2016-09-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Sep 14, 2015 | Form NT 10-Q filed 2015-09-14 (accession 0001477932-15-005873) notified the SEC of delayed 10-Q filing for period ending 2015-07-31. Substantive filing landed 2015-10-29 (accession 0001477932-15-006678), 45 days after the 2015-09-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jan 28, 2015 | Form NT 10-K filed 2015-01-28 (accession 0001469709-15-000038) notified the SEC of delayed 10-K filing for period ending 2014-10-31. Substantive filing landed 2015-02-17 (accession 0001469709-15-000075), 19 days after the 2015-01-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jan 28, 2014 | Form NT 10-K filed 2014-01-28 (accession 0001255294-14-000032) notified the SEC of delayed 10-K filing for period ending 2013-10-31. Substantive filing landed 2014-02-18 (accession 0001469709-14-000037), 20 days after the 2014-01-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 14, 2023 | Form NT 10-Q filed 2023-06-14 (accession 0001829126-23-004147) notified the SEC of delayed 10-Q filing for period ending 2023-04-30. Substantive filing landed 2023-06-16 (accession 0001829126-23-004245), 2 days after the 2023-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jan 30, 2023 | Form NT 10-K filed 2023-01-30 (accession 0001829126-23-001137) notified the SEC of delayed 10-K filing for period ending 2022-10-31. Substantive filing landed 2023-02-14 (accession 0001829126-23-001524), 16 days after the 2023-01-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jan 31, 2022 | Form NT 10-K filed 2022-01-31 (accession 0001829126-22-002166) notified the SEC of delayed 10-K filing for period ending 2021-10-31. Substantive filing landed 2022-02-14 (accession 0001829126-22-003605), 16 days after the 2022-01-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 14, 2017 | Form NT 10-Q filed 2017-09-14 (accession 0001493152-17-010588) notified the SEC of delayed 10-Q filing for period ending 2017-07-31. Substantive filing landed 2017-09-19 (accession 0001493152-17-010738), 5 days after the 2017-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 16, 2014 | Form NT 10-Q filed 2014-06-16 (accession 0001469709-14-000228) notified the SEC of delayed 10-Q filing for period ending 2014-04-30. Substantive filing landed 2014-06-23 (accession 0001469709-14-000253), 9 days after the 2014-06-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jan 29, 2021 | Form NT 10-K filed 2021-01-29 (accession 0001829126-21-000196) notified the SEC of delayed 10-K filing for period ending 2020-10-31. Substantive filing landed 2021-02-08 (accession 0001829126-21-000414), 10 days after the 2021-01-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Sep 16, 2013 | Form NT 10-Q filed 2013-09-16 (accession 0001469709-13-000537) notified the SEC of delayed 10-Q filing for period ending 2013-07-31. Substantive filing landed 2013-09-23 (accession 0001469709-13-000549), 9 days after the 2013-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jan 29, 2013 | Form NT 10-K filed 2013-01-29 (accession 0001255294-13-000071) notified the SEC of delayed 10-K filing for period ending 2012-10-31. Substantive filing landed 2013-02-13 (accession 0001255294-13-000101), 15 days after the 2013-01-29 filing … | view ↗ |
Related on ZEOX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.