ZDPY Risk Flags
Consolidated view of every risk_flag row ZDPYhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2011 | Form NT 10-K filed 2011-04-01 (accession 0001096906-11-000649) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-05-13 (accession 0001096906-11-000891), 43 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2008 | Form NT 10-K filed 2008-04-01 (accession 0001096906-08-000583) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0001096906-12-002081) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001255294-12-000628), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2012 | Form NT 10-K filed 2012-04-02 (accession 0001096906-12-000779) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-11 (accession 0001096906-12-000883), 12 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2010 | Form NT 10-Q filed 2010-11-15 (accession 0001096906-10-001502) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-22 (accession 0001096906-10-001575), 8 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2010 | Form NT 10-Q filed 2010-08-16 (accession 0001096906-10-001054) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-20 (accession 0001096906-10-001108), 6 days after the 2010-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2010 | Form NT 10-K filed 2010-04-01 (accession 0001096906-10-000395) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-15 (accession 0001096906-10-000468), 15 days after the 2010-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2009 | Form NT 10-Q filed 2009-08-17 (accession 0001096906-09-000982) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-19 (accession 0001096906-09-001025), 5 days after the 2009-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001213900-26-037566) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-01 (accession 0001213900-26-038510), 1 days after the 2026-03-31 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 26, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-26 (accession 0001213900-24-026042) was 'Salberg & Company, P.A.' (PCAOB Firm ID: 106). Prior 10-K filed 2023-03-28 (accession 0001213900-23-023414) was 'D. Brooks and Associates CPAs, P.A.' (PCAOB… | view ↗ |
| Delisting | low | 15-12G · Jul 29, 2013 | Form 15-12G filed 2013-07-29 (accession 0001264931-13-000390) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0001096906-09-000297) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-15 (accession 0001096906-09-000397), 15 days after the 2009-03-31 filing … | view ↗ |
Related on ZDPY
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.