ZCAR Risk Flags
Consolidated view of every risk_flag row ZCARhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Jul 21, 2025 | Form 25-NSE filed 2025-07-21 (accession 0001354457-25-000706) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Jul 2, 2024 | Form NT 10-K filed 2024-07-02 (accession 0001213900-24-058593) notified the SEC of delayed 10-K filing for period ending 2024-03-31. Substantive filing landed 2024-07-12 (accession 0001213900-24-060948), 13 days after the 2024-06-29 filing … | view ↗ |
| Delisting | medium | 25-NSE · Dec 29, 2023 | Form 25-NSE filed 2023-12-29 (accession 0001354457-23-001014) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001104659-23-118247) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001410578-23-002528), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001104659-23-091296) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-17 (accession 0001410578-23-001967), 3 days after the 2023-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Jul 15, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-07-15 (accession 0001213900-24-061273) was 'GRANT THORNTON BHARAT LLP' (PCAOB Firm ID: 2416). Prior 10-K filed 2023-03-31 (accession 0001410578-23-000535) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001104659-23-060824) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001410578-23-001324), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001104659-22-118821) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-18 (accession 0001410578-22-003491), 4 days after the 2022-11-14 filing d… | view ↗ |
Related on ZCAR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.