XWIN Risk Flags
Consolidated view of every risk_flag row XWINhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012411) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001493152-24-014501), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001493152-23-010618) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001493152-23-012578), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 29, 2020 | Form NT 10-Q filed 2020-06-29 (accession 0001185185-20-000910) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-07-06 (accession 0001185185-20-000945), 52 days after the 2020-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-15 (accession 0001493152-26-016828) was 'Enrome LLP' (PCAOB Firm ID: 6907). Prior 10-K filed 2025-03-31 (accession 0001641172-25-001773) was 'WWC, P.C' (PCAOB Firm ID: 1171). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014215) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001493152-26-016828), 15 days after the 2026-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-15 (accession 0001493152-24-014501) was 'WWC, P.C' (PCAOB Firm ID: 1171). Prior 10-K filed 2023-04-17 (accession 0001493152-23-012578) was 'Centurion ZD CPA & Co' (PCAOB Firm ID: 2769). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001493152-22-032003) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-18 (accession 0001493152-22-032905), 4 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001493152-22-008420) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-08 (accession 0001493152-22-009475), 8 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2020 | Form NT 10-Q filed 2020-11-16 (accession 0001185185-20-001610) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-20 (accession 0001185185-20-001660), 6 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001185185-17-000721) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-14 (accession 0001185185-17-000929), 14 days after the 2017-03-31 filing … | view ↗ |
Related on XWIN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.