XTIA Risk Flags
Consolidated view of every risk_flag row XTIAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001213900-24-029435) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001628280-24-016449), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001213900-23-026397) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001628280-23-011793), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001213900-17-003245) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001213900-17-003902), 17 days after the 2017-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-15 (accession 0001213900-26-043785) was 'CBIZ CPAs P.C' (PCAOB Firm ID: 199). Prior 10-K filed 2025-04-15 (accession 0001213900-25-032213) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001213900-26-037691) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001213900-26-043785), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001213900-25-110917) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001213900-25-112615), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001213900-25-044911) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-19 (accession 0001213900-25-045396), 4 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001213900-25-026365) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001213900-25-032213), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001213900-24-043741) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001628280-24-024396), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001213900-23-087065) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001628280-23-039641), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001213900-23-067846) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-18 (accession 0001628280-23-030012), 4 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001213900-23-040074) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-16 (accession 0001628280-23-018311), 1 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001213900-17-012099) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001213900-17-012378), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001213900-17-008693) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001213900-17-009004), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001213900-16-018560) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-16 (accession 0001213900-16-018632), 2 days after the 2016-11-14 filing d… | view ↗ |
Related on XTIA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.