XOS Risk Flags
Consolidated view of every risk_flag row XOShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Aug 19, 2021 | Form 25-NSE filed 2021-08-19 (accession 0001354457-21-000949) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001213900-21-043437) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-11-12 (accession 0001819493-21-000009), 90 days after the 2021-08-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001819493-23-000066) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2022-03-30 (accession 0001819493-22-000013) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001213900-21-027350) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-26 (accession 0001213900-21-029194), 11 days after the 2021-05-15 filing … | view ↗ |
Related on XOS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.