XAIR Risk Flags
Consolidated view of every risk_flag row XAIRhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Jun 24, 2024 | PCAOB-tagged auditor in 10-K filed 2024-06-24 (accession 0001493152-24-025000) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2023-06-22 (accession 0001493152-23-022150) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2016 | Form NT 10-K filed 2016-09-28 (accession 0001078782-16-003529) notified the SEC of delayed 10-K filing for period ending 2016-06-30. Substantive filing landed 2016-10-13 (accession 0001078782-16-003604), 15 days after the 2016-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 16, 2016 | Form NT 10-Q filed 2016-02-16 (accession 0001078782-16-002338) notified the SEC of delayed 10-Q filing for period ending 2015-12-31. Substantive filing landed 2016-02-23 (accession 0001078782-16-002362), 9 days after the 2016-02-14 filing d… | view ↗ |
Related on XAIR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.