WTO Risk Flags
Consolidated view of every risk_flag row WTOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F · Jul 29, 2022 | Form NT 20-F filed 2022-07-29 (accession 0001213900-22-042953) notified the SEC of delayed 20-F filing for period ending 2022-03-31. Substantive filing landed 2022-10-31 (accession 0001213900-22-067293), 94 days after the 2022-07-29 filing … | view ↗ |
| Auditor Change | low | 20-F · Aug 11, 2025 | PCAOB-tagged auditor in 20-F filed 2025-08-11 (accession 0001213900-25-074295) was 'Assentsure PAC' (PCAOB Firm ID: 6783). Prior 20-F filed 2024-07-30 (accession 0001013762-24-002659) was 'Audit Alliance LLP' (PCAOB Firm ID: 3487). | view ↗ |
| Late Filing | low | NT 20-F · Jul 31, 2025 | Form NT 20-F filed 2025-07-31 (accession 0001213900-25-069977) notified the SEC of delayed 20-F filing for period ending 2025-03-31. Substantive filing landed 2025-08-11 (accession 0001213900-25-074295), 13 days after the 2025-07-29 filing … | view ↗ |
| Auditor Change | low | 20-F · Aug 8, 2023 | PCAOB-tagged auditor in 20-F filed 2023-08-08 (accession 0001213900-23-064327) was 'Audit Alliance LLP' (PCAOB Firm ID: 3487). Prior 20-F filed 2022-10-31 (accession 0001213900-22-067293) was 'BDO China Shu Lun Pan Certified Public Accounta… | view ↗ |
| Late Filing | low | NT 20-F · Aug 1, 2023 | Form NT 20-F filed 2023-08-01 (accession 0001213900-23-062035) notified the SEC of delayed 20-F filing for period ending 2023-03-31. Substantive filing landed 2023-08-08 (accession 0001213900-23-064327), 10 days after the 2023-07-29 filing … | view ↗ |
Related on WTO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.