WORX Risk Flags
Consolidated view of every risk_flag row WORXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001213900-24-028666) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-09-24 (accession 0001213900-24-081111), 178 days after the 2024-03-30 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001213900-23-025419) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001213900-23-030171), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001213900-21-019568) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-05-19 (accession 0001213900-21-027941), 49 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 29, 2020 | Form NT 10-Q filed 2020-06-29 (accession 0001213900-20-016127) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-07-01 (accession 0001213900-20-016459), 47 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 14, 2020 | Form NT 10-K filed 2020-05-14 (accession 0001104659-20-061374) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-06-12 (accession 0001213900-20-014867), 74 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001144204-18-044912) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-09-05 (accession 0001144204-18-047912), 22 days after the 2018-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001144204-18-018949) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-16 (accession 0001144204-18-020741), 16 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001144204-17-018213) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001144204-17-020758), 17 days after the 2017-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-31 (accession 0001213900-25-026169) was 'Astra Audit and Advisory, LLC' (PCAOB Firm ID: 6920). Prior 10-K filed 2024-09-24 (accession 0001213900-24-081111) was 'Astra Audit & Advisory, LLC' (PCAOB … | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001213900-21-027477) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001213900-21-028675), 9 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001144204-19-026878) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-23 (accession 0001144204-19-027813), 8 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001144204-18-060308) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-16 (accession 0001144204-18-060522), 2 days after the 2018-11-14 filing d… | view ↗ |
Related on WORX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.