WKSP Risk Flags
Consolidated view of every risk_flag row WKSPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001477932-17-001432) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-09-18 (accession 0001477932-17-004548), 171 days after the 2017-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Feb 18, 2003 | Form NT 10-Q filed 2003-02-18 (accession 0001019687-03-000308) notified the SEC of delayed 10-Q filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Dec 30, 2002 | Form NT 10-K filed 2002-12-30 (accession 0001019687-02-002474) notified the SEC of delayed 10-K filing for period ending 2002-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Feb 15, 2002 | Form NT 10-Q filed 2002-02-15 (accession 0001019687-02-000262) notified the SEC of delayed 10-Q filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Dec 28, 2001 | Form NT 10-K filed 2001-12-28 (accession 0001019687-01-501366) notified the SEC of delayed 10-K filing for period ending 2001-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2001 | Form NT 10-Q filed 2001-05-16 (accession 0001019687-01-500235) notified the SEC of delayed 10-Q filing for period ending 2001-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Dec 28, 2000 | Form NT 10-K filed 2000-12-28 (accession 0001019687-00-001785) notified the SEC of delayed 10-K filing for period ending 2000-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Delisting | medium | 25-NSE · Aug 7, 2024 | Form 25-NSE filed 2024-08-07 (accession 0001354457-24-000558) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 30, 2020 | Form NT 10-Q filed 2020-06-30 (accession 0001493152-20-012246) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-07-02 (accession 0001493152-20-012513), 48 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2020 | Form NT 10-K filed 2020-03-31 (accession 0001493152-20-005459) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-14 (accession 0001493152-20-008723), 45 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001493152-19-007199) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-31 (accession 0001493152-19-008465), 16 days after the 2019-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001493152-19-004376) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-05-13 (accession 0001493152-19-006941), 43 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001477932-18-001573) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-06-15 (accession 0001477932-18-003081), 76 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2016 | Form NT 10-Q filed 2016-11-16 (accession 0001477932-16-013597) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2017-01-03 (accession 0001477932-16-014447), 50 days after the 2016-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2016 | Form NT 10-Q filed 2016-05-16 (accession 0001477932-16-010392) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-06-02 (accession 0001477932-16-010684), 18 days after the 2016-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001477932-16-009238) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-05-09 (accession 0001477932-16-010130), 40 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001493152-24-020122) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-16 (accession 0001493152-24-020125), 1 days after the 2024-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001493152-23-010294) was 'Lumsden & McCormick, LLP' (PCAOB Firm ID: 130). Prior 10-K filed 2022-03-31 (accession 0001493152-22-008564) was 'Haynie & Company' (PCAOB Firm ID: 457). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001493152-22-022845) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-19 (accession 0001493152-22-023612), 5 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001493152-22-013737) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001493152-22-014757), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001493152-21-011748) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001493152-21-012735), 9 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001493152-21-007305) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-13 (accession 0001493152-21-008647), 13 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2020 | Form NT 10-Q filed 2020-08-17 (accession 0001493152-20-015980) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-27 (accession 0001493152-20-016843), 13 days after the 2020-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001493152-19-017665) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-15 (accession 0001493152-19-017666), 1 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001493152-18-016051) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001493152-18-016418), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2018 | Form NT 10-Q filed 2018-08-13 (accession 0001493152-18-011439) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001493152-18-012313), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 12, 2016 | Form NT 10-Q filed 2016-08-12 (accession 0001477932-16-011781) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-29 (accession 0001477932-16-012267), 15 days after the 2016-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001477932-15-007024) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-20 (accession 0001477932-15-007257), 6 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2015 | Form NT 10-Q filed 2015-08-13 (accession 0001477932-15-005066) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001477932-15-005443), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001477932-15-002055) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-13 (accession 0001477932-15-002385), 13 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2014 | Form NT 10-Q filed 2014-02-14 (accession 0001079973-14-000127) notified the SEC of delayed 10-Q filing for period ending 2013-12-31. Substantive filing landed 2014-02-18 (accession 0001079973-14-000131), 4 days after the 2014-02-14 filing d… | view ↗ |
| Delisting | low | 15-12G · Mar 28, 2003 | Form 15-12G filed 2003-03-28 (accession 0001019687-03-000602) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on WKSP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.