WINT Risk Flags
Consolidated view of every risk_flag row WINThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · May 1, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-05-01 (accession 0001437749-23-011914) was 'EisnerAmper LLP' (PCAOB Firm ID: 274). Prior 10-K/A filed 2022-04-29 (accession 0001437749-22-010256) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001437749-26-010838) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001437749-25-035192) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001437749-25-035751), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001437749-25-027000) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001437749-25-027382), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001437749-25-010291) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001437749-25-012093), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001437749-24-035495) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-26 (accession 0001437749-24-036277), 12 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001437749-24-010678) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001437749-24-012210), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001437749-20-006529) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-03 (accession 0001437749-20-006970), 4 days after the 2020-03-30 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q/A · May 17, 2019 | Form NT 10-Q/A filed 2019-05-17 (accession 0001437749-19-010302) notified the SEC of delayed 10-Q/A filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001437749-19-010506), 5 days after the 2019-05-15 fili… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001437749-19-010082) notified the SEC of delayed 10-Q filing for period ending 2019-05-15. Substantive filing landed 2019-05-20 (accession 0001437749-19-010506), 40 days before the 2019-06-29 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001437749-19-006240) notified the SEC of delayed 10-K filing for period ending 2019-04-01. Substantive filing landed 2019-04-16 (accession 0001437749-19-007339), 75 days before the 2019-06-30 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001437749-18-010007) notified the SEC of delayed 10-Q filing for period ending 2018-05-15. Substantive filing landed 2018-05-21 (accession 0001437749-18-010456), 39 days before the 2018-06-29 filing… | view ↗ |
| Delisting | medium | 25-NSE · Jul 21, 2017 | Form 25-NSE filed 2017-07-21 (accession 0001354457-17-000141) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001437749-24-026807) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001437749-24-027232), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001437749-18-006095) notified the SEC of delayed 10-K filing for period ending 2018-04-02. Substantive filing landed 2018-04-17 (accession 0001437749-18-007033), 75 days before the 2018-07-01 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001437749-17-014736) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001437749-17-015114), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 10, 2010 | Form NT 10-Q filed 2010-11-10 (accession 0001144204-10-059086) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-15 (accession 0001144204-10-059952), 1 days after the 2010-11-14 filing d… | view ↗ |
Related on WINT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.