WHLT Risk Flags
Consolidated view of every risk_flag row WHLThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 13, 2013 | Form NT 10-Q filed 2013-11-13 (accession 0001104659-13-084114) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2014-06-13 (accession 0001477932-14-003162), 211 days after the 2013-11-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 16, 2013 | Form NT 10-Q filed 2013-05-16 (accession 0001104659-13-042349) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-10-11 (accession 0001477932-13-004642), 149 days after the 2013-05-15 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 15, 2012 | Form NT 10-Q filed 2012-11-15 (accession 0001104659-12-078208) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2013-10-11 (accession 0001477932-13-004642), 331 days after the 2012-11-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2012 | Form NT 10-Q filed 2012-08-14 (accession 0001104659-12-057749) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 14, 2014 | Form NT 10-Q filed 2014-05-14 (accession 0001477932-14-002507) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-06-13 (accession 0001477932-14-003162), 29 days after the 2014-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001104659-14-024390) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-29 (accession 0001477932-14-002103), 29 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2013 | Form NT 10-Q filed 2013-08-14 (accession 0001104659-13-063782) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-10-11 (accession 0001477932-13-004642), 58 days after the 2013-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2012 | Form NT 10-Q filed 2012-05-16 (accession 0001104659-12-037845) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001104659-12-022909) notified the SEC of delayed 10-K filing for period ending 2011-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2003 | Form NT 10-Q filed 2003-05-15 (accession 0001144204-03-002409) notified the SEC of delayed 10-Q filing for period ending 2003-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2003 | Form NT 10-K filed 2003-03-31 (accession 0001144204-03-001307) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 1997 | Form NT 10-Q filed 1997-08-14 (accession 0000929966-97-000026) notified the SEC of delayed 10-Q filing for period ending 1997-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001477932-25-002214) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-01 (accession 0001477932-25-002339), 1 days after the 2025-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001477932-24-001647) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001477932-24-002131), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001477932-24-007324) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-15 (accession 0001477932-24-007327), 1 days after the 2024-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 16, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-16 (accession 0001477932-24-002131) was 'GreenGrowth CPAs' (PCAOB Firm ID: 6580). Prior 10-K filed 2023-03-31 (accession 0001477932-23-002067) was 'adba of Heaton & Company, PLLC' (PCAOB Firm ID: 6… | view ↗ |
Related on WHLT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.