WHLM Risk Flags
Consolidated view of every risk_flag row WHLMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12G · Sep 24, 2025 | Form 15-12G (deregistration) filed 2025-09-24 (accession 0001683168-25-007211). Paired with Form 25 (delisting notice) filed 2024-12-20 (accession 0001683168-24-008896) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25 · Dec 20, 2024 | Form 25 (delisting notice) filed 2024-12-20 (accession 0001683168-24-008896). Paired with Form 15-12G (deregistration) filed 2025-09-24 (accession 0001683168-25-007211) within the 12-month going-dark window. | view ↗ |
| Auditor Change | high | 10-K · Mar 26, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-26 (accession 0001171843-24-001610) was 'Bodwell Vasek Wells DeSimone LLP' (PCAOB Firm ID: 7004). Prior 10-K filed 2023-03-22 (accession 0001171843-23-001837) was 'Baker Tilly US, LLP' (PCAOB Firm … | view ↗ |
| Late Filing | high | NT 10-K/A · Mar 30, 2001 | Form NT 10-K/A filed 2001-03-30 (accession 0000912057-01-505749) notified the SEC of delayed 10-K/A filing for period ending 2000-09-30. Substantive filing landed 2001-04-12 (accession 0000912057-01-508394), 104 days after the 2000-12-29 fi… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2009 | Form NT 10-Q filed 2009-11-17 (accession 0000921895-09-002771) notified the SEC of delayed 10-Q filing for period ending 2009-09-30. Substantive filing landed 2009-11-17 (accession 0000921895-09-002776), 3 days after the 2009-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2009 | Form NT 10-Q filed 2009-08-17 (accession 0000921895-09-002290) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-19 (accession 0000921895-09-002303), 5 days after the 2009-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2009 | Form NT 10-Q filed 2009-05-18 (accession 0000921895-09-001419) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-20 (accession 0000921895-09-001449), 5 days after the 2009-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0000921895-09-000895) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-15 (accession 0000921895-09-001027), 15 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2006 | Form NT 10-Q filed 2006-11-15 (accession 0000921895-06-002389) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. Substantive filing landed 2006-11-20 (accession 0000921895-06-002427), 6 days after the 2006-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2002 | Form NT 10-K filed 2002-04-01 (accession 0000891554-02-001739) notified the SEC of delayed 10-K filing for period ending 2001-12-31. Substantive filing landed 2002-04-12 (accession 0000891554-02-002045), 12 days after the 2002-03-31 filing … | view ↗ |
Related on WHLM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.