WHEN Risk Flags
Consolidated view of every risk_flag row WHENhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001493152-16-012373) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2017-01-10 (accession 0001437749-17-000441), 149 days after the 2016-08-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 14, 2013 | Form NT 10-Q filed 2013-05-14 (accession 0001493152-13-000880) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2014-02-27 (accession 0001493152-14-000593), 288 days after the 2013-05-15 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2008 | Form NT 10-K filed 2008-03-31 (accession 0001144204-08-018624) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 13, 2007 | Form NT 10-Q filed 2007-11-13 (accession 0001144204-07-060082) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2007 | Form NT 10-Q filed 2007-08-14 (accession 0001144204-07-042637) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2007 | Form NT 10-Q filed 2007-05-15 (accession 0001144204-07-025831) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 30, 2007 | Form NT 10-K filed 2007-03-30 (accession 0001144204-07-015604) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 15, 2006 | Form NT 10-Q filed 2006-11-15 (accession 0001144204-06-048168) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 11, 2006 | Form NT 10-Q filed 2006-08-11 (accession 0001144204-06-032357) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 16, 2006 | Form NT 10-Q filed 2006-05-16 (accession 0001144204-06-020880) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 3, 2006 | Form NT 10-K filed 2006-04-03 (accession 0001144204-06-013580) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 15, 2005 | Form NT 10-Q filed 2005-11-15 (accession 0001144204-05-035817) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2005 | Form NT 10-Q filed 2005-08-15 (accession 0001144204-05-025368) notified the SEC of delayed 10-Q filing for period ending 2005-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 16, 2005 | Form NT 10-Q filed 2005-05-16 (accession 0001144204-05-015894) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2005 | Form NT 10-K filed 2005-04-01 (accession 0001144204-05-010046) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 15, 2004 | Form NT 10-Q filed 2004-11-15 (accession 0001144204-04-018840) notified the SEC of delayed 10-Q filing for period ending 2004-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 17, 2004 | Form NT 10-Q filed 2004-08-17 (accession 0001144204-04-012364) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 18, 2004 | Form NT 10-Q filed 2004-05-18 (accession 0001144204-04-007119) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0001144204-04-004078) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2003 | Form NT 10-Q filed 2003-11-14 (accession 0001144204-03-007172) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 13, 2003 | Form NT 10-Q filed 2003-08-13 (accession 0001144204-03-004448) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 13, 2003 | Form NT 10-Q filed 2003-05-13 (accession 0001144204-03-002287) notified the SEC of delayed 10-Q filing for period ending 2003-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 28, 2003 | Form NT 10-K filed 2003-03-28 (accession 0001144204-03-001201) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2002 | Form NT 10-Q filed 2002-11-14 (accession 0001144204-02-001313) notified the SEC of delayed 10-Q filing for period ending 2002-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2002 | Form NT 10-Q filed 2002-05-15 (accession 0001144204-02-000236) notified the SEC of delayed 10-Q filing for period ending 2002-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2002 | Form NT 10-K filed 2002-04-01 (accession 0001144204-02-000117) notified the SEC of delayed 10-K filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2001 | Form NT 10-Q filed 2001-11-14 (accession 0001010549-01-500568) notified the SEC of delayed 10-Q filing for period ending 2001-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2001 | Form NT 10-Q filed 2001-08-14 (accession 0001010549-01-500332) notified the SEC of delayed 10-Q filing for period ending 2001-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012261) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001493152-24-014665), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-010126) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001493152-23-012556), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001493152-16-008389) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-18 (accession 0001493152-16-009016), 19 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2013 | Form NT 10-K filed 2013-03-29 (accession 0001493152-13-000497) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-16 (accession 0001493152-13-000687), 16 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2001 | Form NT 10-Q filed 2001-05-15 (accession 0001010549-01-500092) notified the SEC of delayed 10-Q filing for period ending 2001-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2001 | Form NT 10-K filed 2001-04-02 (accession 0001010549-01-000128) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014121) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001493152-25-023392) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024256), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001641172-25-010840) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001641172-25-011708), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001681) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001641172-25-004775), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001493152-24-045781) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001493152-24-046818), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001493152-24-032118) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001493152-24-033070), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001493152-24-019791) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001493152-24-020654), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001493152-23-041144) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001493152-23-042035), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001493152-23-017134) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001493152-23-018532), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001493152-22-032408) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001493152-22-033065), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001493152-22-022789) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001493152-22-023680), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001493152-22-014083) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-17 (accession 0001493152-22-014088), 2 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001493152-22-008534) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-14 (accession 0001493152-22-009921), 14 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001493152-21-028448) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001493152-21-029622), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001493152-21-007410) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001493152-21-008940), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2020 | Form NT 10-Q filed 2020-11-17 (accession 0001493152-20-021839) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-23 (accession 0001493152-20-022262), 9 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2020 | Form NT 10-Q filed 2020-08-17 (accession 0001493152-20-016108) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-27 (accession 0001493152-20-016810), 13 days after the 2020-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2020 | Form NT 10-Q filed 2020-05-18 (accession 0001493152-20-009315) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-20 (accession 0001493152-20-009521), 5 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001493152-20-005250) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-14 (accession 0001493152-20-006335), 15 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2016 | Form NT 10-Q filed 2016-05-16 (accession 0001493152-16-009800) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-23 (accession 0001493152-16-010200), 8 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001493152-15-001107) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-05-14 (accession 0001493152-15-001941), 44 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001354488-12-002488) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-16 (accession 0001354488-12-002643), 1 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2012 | Form NT 10-K filed 2012-04-02 (accession 0001354488-12-001626) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-02 (accession 0001354488-12-001637), 3 days after the 2012-03-30 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2011 | Form NT 10-Q filed 2011-08-15 (accession 0001354488-11-002735) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-22 (accession 0001354488-11-003000), 8 days after the 2011-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-15 (accession 0001641172-25-004775) was 'Barzily&Co' (PCAOB Firm ID: 2015). Prior 10-K filed 2024-04-15 (accession 0001493152-24-014665) was 'Brightman Almagor Zohar & Co.' (PCAOB Firm ID: 1197). | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-15 (accession 0001493152-24-014665) was 'Brightman Almagor Zohar & Co.' (PCAOB Firm ID: 1197). Prior 10-K filed 2023-04-17 (accession 0001493152-23-012556) was 'Halperin Ilanit.' (PCAOB Firm ID: 65… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001493152-19-017593) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001493152-19-017991), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001493152-19-012292) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001493152-19-012993), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2015 | Form NT 10-Q filed 2015-11-17 (accession 0001493152-15-005621) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-23 (accession 0001493152-15-005810), 9 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2011 | Form NT 10-K filed 2011-04-01 (accession 0001079974-11-000281) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-11 (accession 0001079974-11-000302), 11 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2010 | Form NT 10-Q filed 2010-11-15 (accession 0001079974-10-000668) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-24 (accession 0001079974-10-000698), 10 days after the 2010-11-14 filing … | view ↗ |
Related on WHEN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.