WF Risk Flags
Consolidated view of every risk_flag row WFhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 25-NSE · Jan 11, 2019 | Form 25-NSE (delisting notice) filed 2019-01-11 (accession 0000876661-19-000026). Paired with Form 15-12B (deregistration) filed 2019-01-11 (accession 0001193125-19-006568) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12B · Jan 11, 2019 | Form 15-12B (deregistration) filed 2019-01-11 (accession 0001193125-19-006568). Paired with Form 25-NSE (delisting notice) filed 2019-01-11 (accession 0000876661-19-000026) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Nov 26, 2014 | Form 25-NSE (delisting notice) filed 2014-11-26 (accession 0000876661-14-000601). Paired with Form 15-12B (deregistration) filed 2014-11-03 (accession 0001193125-14-392710) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12B · Nov 3, 2014 | Form 15-12B (deregistration) filed 2014-11-03 (accession 0001193125-14-392710). Paired with Form 25-NSE (delisting notice) filed 2014-11-26 (accession 0000876661-14-000601) within the 12-month going-dark window. | view ↗ |
| Late Filing | medium | NT 20-F · May 2, 2022 | Form NT 20-F filed 2022-05-02 (accession 0001193125-22-135348) notified the SEC of delayed 20-F filing for period ending 2021-12-31. Substantive filing landed 2022-05-16 (accession 0001193125-22-150789), 16 days after the 2022-04-30 filing … | view ↗ |
| Auditor Change | low | 20-F · Apr 29, 2024 | PCAOB-tagged auditor in 20-F filed 2024-04-29 (accession 0001193125-24-119661) was 'KPMG Samjong Accounting Corp.' (PCAOB Firm ID: 1357). Prior 20-F filed 2023-04-21 (accession 0001193125-23-109119) was 'Samil PricewaterhouseCoopers' (PCAOB… | view ↗ |
Related on WF
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.