WDSP Risk Flags
Consolidated view of every risk_flag row WDSPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Jan 29, 2024 | Form NT 10-K filed 2024-01-29 (accession 0001599916-24-000035) notified the SEC of delayed 10-K filing for period ending 2023-10-31. Substantive filing landed 2024-11-19 (accession 0001599916-24-000278), 295 days after the 2024-01-29 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Jan 28, 2022 | Form NT 10-K filed 2022-01-28 (accession 0001599916-22-000028) notified the SEC of delayed 10-K filing for period ending 2021-10-31. Substantive filing landed 2022-05-10 (accession 0001599916-22-000115), 101 days after the 2022-01-29 filing… | view ↗ |
| Late Filing | high | NT 10-K · Jan 29, 2025 | Form NT 10-K filed 2025-01-29 (accession 0001599916-25-000007) notified the SEC of delayed 10-K filing for period ending 2024-10-31. Substantive filing landed 2025-09-02 (accession 0001599916-25-000120), 216 days after the 2025-01-29 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Sep 14, 2022 | Form NT 10-Q filed 2022-09-14 (accession 0001599916-22-000246) notified the SEC of delayed 10-Q filing for period ending 2022-07-31. Substantive filing landed 2022-10-31 (accession 0001599916-22-000283), 47 days after the 2022-09-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Sep 14, 2021 | Form NT 10-Q filed 2021-09-14 (accession 0001599916-21-000209) notified the SEC of delayed 10-Q filing for period ending 2021-07-31. Substantive filing landed 2021-10-28 (accession 0001599916-21-000258), 44 days after the 2021-09-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jan 27, 2023 | Form NT 10-K filed 2023-01-27 (accession 0001599916-23-000024) notified the SEC of delayed 10-K filing for period ending 2022-10-31. Substantive filing landed 2023-02-10 (accession 0001599916-23-000036), 12 days after the 2023-01-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 17, 2021 | Form NT 10-Q filed 2021-03-17 (accession 0001599916-21-000040) notified the SEC of delayed 10-Q filing for period ending 2021-01-31. Substantive filing landed 2021-04-12 (accession 0001599916-21-000065), 26 days after the 2021-03-17 filing … | view ↗ |
| Auditor Change | low | 10-K · Nov 19, 2024 | PCAOB-tagged auditor in 10-K filed 2024-11-19 (accession 0001599916-24-000278) was 'Mercurius & Associates LLP' (PCAOB Firm ID: 3223). Prior 10-K filed 2023-02-10 (accession 0001599916-23-000036) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). | view ↗ |
| Late Filing | low | NT 10-K · Jan 29, 2021 | Form NT 10-K filed 2021-01-29 (accession 0001599916-21-000012) notified the SEC of delayed 10-K filing for period ending 2020-10-31. Substantive filing landed 2021-02-10 (accession 0001599916-21-000017), 12 days after the 2021-01-29 filing … | view ↗ |
Related on WDSP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.