WALD Risk Flags
Consolidated view of every risk_flag row WALDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F · May 2, 2023 | Form NT 20-F filed 2023-05-02 (accession 0001840199-23-000009) notified the SEC of delayed 20-F filing for period ending 2022-12-31. Substantive filing landed 2024-01-16 (accession 0001840199-24-000006), 261 days after the 2023-04-30 filing… | view ↗ |
| Auditor Change | medium | 20-F · Jan 16, 2024 | PCAOB-tagged auditor in 20-F filed 2024-01-16 (accession 0001840199-24-000006) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2022-03-31 (accession 0001213900-22-016813) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · Jul 27, 2022 | Form 25-NSE filed 2022-07-27 (accession 0001354457-22-000427) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001213900-21-027117) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-07-19 (accession 0001213900-21-037325), 65 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001213900-21-059376) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-18 (accession 0001213900-21-060628), 4 days after the 2021-11-14 filing d… | view ↗ |
Related on WALD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.