VXRT Risk Flags
Consolidated view of every risk_flag row VXRThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Nov 21, 2025 | Form 25-NSE filed 2025-11-21 (accession 0001354457-25-001171) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | medium | 10-K · Mar 15, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-15 (accession 0001437749-23-006688) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). Prior 10-K filed 2022-02-24 (accession 0001437749-22-004354) was 'OUM & Co. LLP' (PCAOB Firm ID: 252). | view ↗ |
| Late Filing | low | NT 10-K · Sep 15, 2014 | Form NT 10-K filed 2014-09-15 (accession 0001437749-14-017017) notified the SEC of delayed 10-K filing for period ending 2014-06-30. Substantive filing landed 2014-09-30 (accession 0001437749-14-017648), 2 days after the 2014-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 13, 2013 | Form NT 10-K filed 2013-09-13 (accession 0001437749-13-011980) notified the SEC of delayed 10-K filing for period ending 2013-06-30. Substantive filing landed 2013-09-27 (accession 0001437749-13-012393), 1 days before the 2013-09-28 filing … | view ↗ |
Related on VXRT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.