VVOS Risk Flags
Consolidated view of every risk_flag row VVOShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001493152-22-022916) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-11-25 (accession 0001493152-22-033675), 103 days after the 2022-08-14 filing… | view ↗ |
| Auditor Change | medium | 10-K · Apr 15, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-15 (accession 0001493152-26-016854) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2025-03-31 (accession 0001641172-25-001750) was 'Moss Adams, LLP' (PCAOB Firm ID: 659). | view ↗ |
| Auditor Change | medium | 10-K/A · Jul 30, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-07-30 (accession 0001493152-24-029491) was 'Moss Adams, LLP' (PCAOB Firm ID: 659). Prior 10-K filed 2023-03-30 (accession 0001493152-23-009765) was 'Plante & Moran, PLLC' (PCAOB Firm ID: 166). | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001493152-23-017268) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-06-08 (accession 0001493152-23-020568), 24 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014114) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001493152-26-016854), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001493152-25-023404) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024253), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001641172-25-024033) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001641172-25-024832), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028745) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-16 (accession 0001493152-23-029161), 2 days after the 2023-08-14 filing d… | view ↗ |
Related on VVOS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.