VTAK Risk Flags
Consolidated view of every risk_flag row VTAKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001654954-23-010855) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-12-15 (accession 0001654954-23-015641), 123 days after the 2023-08-14 filing… | view ↗ |
| Auditor Change | high | 10-K · Mar 28, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-28 (accession 0001564590-23-004567) was 'HASKELL & WHITE LLP' (PCAOB Firm ID: 200). Prior 10-K/A filed 2022-07-13 (accession 0001564590-22-025660) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2019 | Form NT 10-Q filed 2019-08-15 (accession 0001564590-19-032325) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-11-29 (accession 0001564590-19-044814), 107 days after the 2019-08-14 filing… | view ↗ |
| Auditor Change | medium | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001654954-24-003964) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). Prior 10-K filed 2023-03-28 (accession 0001564590-23-004567) was 'HASKELL & WHITE LLP' (PCAOB Firm ID: 200). | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001654954-23-014437) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-12-15 (accession 0001654954-23-015641), 31 days after the 2023-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001654954-23-006725) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-06-02 (accession 0001654954-23-007590), 18 days after the 2023-05-15 filing … | view ↗ |
| Delisting | medium | 25 · Jan 29, 2021 | Form 25 filed 2021-01-29 (accession 0000950123-21-000738) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001564590-19-043643) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-29 (accession 0001564590-19-044814), 15 days after the 2019-11-14 filing … | view ↗ |
Related on VTAK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.