VIVS Risk Flags
Consolidated view of every risk_flag row VIVShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · May 31, 2024 | PCAOB-tagged auditor in 10-K filed 2024-05-31 (accession 0000950170-24-067301) was 'Rosenberg Rich Baker Berman, P.A.' (PCAOB Firm ID: 89). Prior 10-K/A filed 2023-07-31 (accession 0000950170-23-035933) was 'Mayer Hoffman McCann P.C.' (PCAO… | view ↗ |
| Delisting | medium | 25 · Aug 5, 2016 | Form 25 filed 2016-08-05 (accession 0001193125-16-673465) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2025 | Form NT 10-Q filed 2025-02-14 (accession 0001193125-25-027253) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-02-19 (accession 0000950170-25-022778), 5 days after the 2025-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2023 | Form NT 10-K filed 2023-06-29 (accession 0001193125-23-178582) notified the SEC of delayed 10-K filing for period ending 2023-03-31. Substantive filing landed 2023-07-14 (accession 0000950170-23-032889), 15 days after the 2023-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2011 | Form NT 10-K filed 2011-09-28 (accession 0001213900-11-005312) notified the SEC of delayed 10-K filing for period ending 2011-06-30. Substantive filing landed 2011-10-13 (accession 0001213900-11-005499), 15 days after the 2011-09-28 filing … | view ↗ |
Related on VIVS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.