VIVO Risk Flags
Consolidated view of every risk_flag row VIVOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F · Aug 1, 2017 | Form NT 20-F filed 2017-08-01 (accession 0001437749-17-013459) notified the SEC of delayed 20-F filing for period ending 2017-03-31. Substantive filing landed 2018-07-18 (accession 0001437749-18-013449), 354 days after the 2017-07-29 filing… | view ↗ |
| Late Filing | medium | NT 20-F · Nov 1, 2024 | Form NT 20-F filed 2024-11-01 (accession 0001493152-24-043349) notified the SEC of delayed 20-F filing for period ending 2024-06-30. Substantive filing landed 2024-12-19 (accession 0001493152-24-050824), 52 days after the 2024-10-28 filing … | view ↗ |
| Auditor Change | low | 20-F/A · Nov 6, 2025 | PCAOB-tagged auditor in 20-F/A filed 2025-11-06 (accession 0001493152-25-021108) was 'PKF Littlejohn LLP' (PCAOB Firm ID: 100). Prior 20-F filed 2024-12-19 (accession 0001493152-24-050824) was 'PKF Littlejohn LLP' (PCAOB Firm ID: 2814). | view ↗ |
| Auditor Change | low | 20-F · Dec 19, 2024 | PCAOB-tagged auditor in 20-F filed 2024-12-19 (accession 0001493152-24-050824) was 'PKF Littlejohn LLP' (PCAOB Firm ID: 2814). Prior 20-F/A filed 2024-02-21 (accession 0001437749-24-005075) was 'PKF Littlejohn LLP' (PCAOB Firm ID: 14). | view ↗ |
| Auditor Change | low | 20-F/A · Feb 21, 2024 | PCAOB-tagged auditor in 20-F/A filed 2024-02-21 (accession 0001437749-24-005075) was 'PKF Littlejohn LLP' (PCAOB Firm ID: 14). Prior 20-F filed 2022-09-16 (accession 0001437749-22-022635) was 'PKF Littlejohn LLP' (PCAOB Firm ID: 2814). | view ↗ |
Related on VIVO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.