VIVK Risk Flags
Consolidated view of every risk_flag row VIVKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | extreme | 15-12G · Feb 3, 2012 | Form 15-12G filed 2012-02-03 (accession 0001463967-12-000020) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Auditor Change | high | 10-K · Apr 15, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-15 (accession 0001829126-26-003530) was 'Urish Popeck & Co., LLC' (PCAOB Firm ID: 1013). Prior 10-K filed 2025-04-15 (accession 0001829126-25-002687) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001829126-24-002111) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-17 (accession 0001829126-24-002582), 18 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001829126-23-002531) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-05-25 (accession 0001829126-23-003752), 55 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2009 | Form NT 10-K filed 2009-03-30 (accession 0001019687-09-001096) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-07-08 (accession 0001019687-09-002435), 99 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001829126-26-002909) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001829126-26-003530), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001829126-25-009215) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001829126-25-009311), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001829126-25-006337) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001829126-25-006504), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001829126-25-003728) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001829126-25-003847), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001829126-25-002236) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001829126-25-002687), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001829126-24-007610) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001829126-24-007695), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001829126-24-005581) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-16 (accession 0001829126-24-005612), 2 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001829126-24-003453) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001829126-24-003562), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001829126-23-007451) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001829126-23-007602), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001829126-23-005442) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001829126-23-005546), 7 days after the 2023-08-14 filing d… | view ↗ |
| Auditor Change | medium | 10-K · May 25, 2023 | PCAOB-tagged auditor in 10-K filed 2023-05-25 (accession 0001829126-23-003752) was 'Marcum llp' (PCAOB Firm ID: 688). Prior 10-K/A filed 2022-05-02 (accession 0001683168-22-003101) was 'Macias Gini & O’Connell LLP' (PCAOB Firm ID: 324). | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001683168-22-007795) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001683168-22-007960), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2010 | Form NT 10-Q filed 2010-11-16 (accession 0001463967-10-000052) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-22 (accession 0001463967-10-000058), 8 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2010 | Form NT 10-Q filed 2010-08-17 (accession 0001477639-10-000180) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-24 (accession 0001463967-10-000021), 10 days after the 2010-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001683168-22-005842) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001683168-22-005949), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001683168-22-002228) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001683168-22-002744), 15 days after the 2022-03-31 filing … | view ↗ |
| Delisting | low | 15-15D · Jan 25, 2012 | Form 15-15D filed 2012-01-25 (accession 0001463967-12-000014) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Delisting | low | 15-12G · Jan 25, 2012 | Form 15-12G filed 2012-01-25 (accession 0001463967-12-000010) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2010 | Form NT 10-Q filed 2010-05-18 (accession 0001019687-10-001893) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-24 (accession 0001019687-10-001977), 9 days after the 2010-05-15 filing d… | view ↗ |
Related on VIVK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.