VIASP Risk Flags
Consolidated view of every risk_flag row VIASPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12G · Jun 25, 2024 | Form 15-12G (deregistration) filed 2024-06-25 (accession 0001654954-24-008182). Paired with Form 25-NSE (delisting notice) filed 2024-06-13 (accession 0001354457-24-000404) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Jun 13, 2024 | Form 25-NSE (delisting notice) filed 2024-06-13 (accession 0001354457-24-000404). Paired with Form 15-12G (deregistration) filed 2024-06-25 (accession 0001654954-24-008182) within the 12-month going-dark window. | view ↗ |
| Auditor Change | high | 10-K · Mar 29, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-29 (accession 0001606268-23-000009) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2022-03-03 (accession 0001606268-22-000008) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2023 | Form NT 10-K filed 2023-03-16 (accession 0001654954-23-003051) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-03-29 (accession 0001606268-23-000009), 2 days before the 2023-03-31 filing … | view ↗ |
Related on VIASP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.