VASO Risk Flags
Consolidated view of every risk_flag row VASOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001654954-23-004142) was 'UHY LLP' (PCAOB Firm ID: 1195). Prior 10-K filed 2022-03-31 (accession 0001654954-22-004333) was 'Malone Bailey LLP' (PCAOB Firm ID: 206). | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001201800-12-000008) notified the SEC of delayed 10-K filing for period ending 2011-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2021 | Form NT 10-Q filed 2021-05-14 (accession 0001654954-21-005691) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-06-04 (accession 0001654954-21-006610), 20 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2021 | Form NT 10-K filed 2021-03-30 (accession 0001654954-21-003531) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-05-05 (accession 0001654954-21-005117), 35 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 29, 2019 | Form NT 10-K filed 2019-03-29 (accession 0001654954-19-003688) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-15 (accession 0001654954-19-004395), 15 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2012 | Form NT 10-Q filed 2012-11-14 (accession 0001201800-12-000023) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-20 (accession 0001201800-12-000026), 6 days after the 2012-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Oct 15, 2002 | Form NT 10-Q filed 2002-10-15 (accession 0000932214-02-000122) notified the SEC of delayed 10-Q filing for period ending 2002-08-31. Substantive filing landed 2002-10-21 (accession 0000932214-02-000127), 6 days after the 2002-10-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 14, 1999 | Form NT 10-Q filed 1999-01-14 (accession 0000839087-99-000002) notified the SEC of delayed 10-Q filing for period ending 1998-11-30. Substantive filing landed 1999-01-19 (accession 0000839087-99-000004), 5 days after the 1999-01-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Oct 14, 1997 | Form NT 10-Q filed 1997-10-14 (accession 0000839087-97-000009) notified the SEC of delayed 10-Q filing for period ending 1997-08-31. Substantive filing landed 1997-10-20 (accession 0000839087-97-000011), 5 days after the 1997-10-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Oct 15, 1996 | Form NT 10-Q filed 1996-10-15 (accession 0000839087-96-000005) notified the SEC of delayed 10-Q filing for period ending 1996-08-31. Substantive filing landed 1996-10-21 (accession 0000950123-96-005795), 6 days after the 1996-10-15 filing d… | view ↗ |
Related on VASO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.