UUU Risk Flags
Consolidated view of every risk_flag row UUUhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Jun 28, 2016 | Form NT 10-K filed 2016-06-28 (accession 0001144204-16-110189) notified the SEC of delayed 10-K filing for period ending 2016-03-31. Substantive filing landed 2016-09-28 (accession 0001144204-16-125749), 91 days after the 2016-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jun 27, 2025 | Form NT 10-K filed 2025-06-27 (accession 0001104659-25-063611) notified the SEC of delayed 10-K filing for period ending 2025-03-31. Substantive filing landed 2025-07-29 (accession 0001410578-25-001522), 30 days after the 2025-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jun 28, 2019 | Form NT 10-K filed 2019-06-28 (accession 0001144204-19-032886) notified the SEC of delayed 10-K filing for period ending 2019-03-31. Substantive filing landed 2019-07-15 (accession 0001144204-19-034727), 16 days after the 2019-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jun 28, 2018 | Form NT 10-K filed 2018-06-28 (accession 0001144204-18-036184) notified the SEC of delayed 10-K filing for period ending 2018-03-31. Substantive filing landed 2018-07-16 (accession 0001144204-18-038512), 17 days after the 2018-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0001144204-16-133901) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-12-02 (accession 0001144204-16-137640), 18 days after the 2016-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001144204-16-119231) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-10-12 (accession 0001144204-16-127865), 59 days after the 2016-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001144204-15-065888) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-12-02 (accession 0001144204-15-068931), 18 days after the 2015-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jun 29, 2015 | Form NT 10-K filed 2015-06-29 (accession 0001144204-15-039579) notified the SEC of delayed 10-K filing for period ending 2015-03-31. Substantive filing landed 2015-08-25 (accession 0001144204-15-051819), 57 days after the 2015-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jun 25, 2014 | Form NT 10-K filed 2014-06-25 (accession 0001144204-14-039467) notified the SEC of delayed 10-K filing for period ending 2014-03-31. Substantive filing landed 2014-08-04 (accession 0001144204-14-046584), 36 days after the 2014-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 13, 2026 | Form NT 10-Q filed 2026-02-13 (accession 0001104659-26-015143) notified the SEC of delayed 10-Q filing for period ending 2025-12-31. Substantive filing landed 2026-02-19 (accession 0001104659-26-017568), 5 days after the 2026-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2025 | Form NT 10-Q filed 2025-11-13 (accession 0001104659-25-110715) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001104659-25-114128), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001104659-25-078179) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001410578-25-001850), 5 days after the 2025-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jul 29, 2025 | PCAOB-tagged auditor in 10-K filed 2025-07-29 (accession 0001410578-25-001522) was 'Marcum LLP' (PCAOB Firm ID: 199). Prior 10-K filed 2024-07-12 (accession 0001410578-24-001074) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2024 | Form NT 10-Q filed 2024-11-13 (accession 0001104659-24-117642) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001410578-24-002023), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001104659-24-089698) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001410578-24-001526), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 27, 2024 | Form NT 10-K filed 2024-06-27 (accession 0001104659-24-075618) notified the SEC of delayed 10-K filing for period ending 2024-03-31. Substantive filing landed 2024-07-12 (accession 0001410578-24-001074), 13 days after the 2024-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 13, 2024 | Form NT 10-Q filed 2024-02-13 (accession 0001104659-24-019353) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-02-20 (accession 0001410578-24-000064), 6 days after the 2024-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2023 | Form NT 10-Q filed 2023-11-13 (accession 0001104659-23-117149) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001410578-23-002550), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 11, 2023 | Form NT 10-Q filed 2023-08-11 (accession 0001104659-23-090005) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001410578-23-002017), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 28, 2023 | Form NT 10-K filed 2023-06-28 (accession 0001104659-23-075836) notified the SEC of delayed 10-K filing for period ending 2023-06-28. Substantive filing landed 2023-07-14 (accession 0001410578-23-001476), 74 days before the 2023-09-26 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2023 | Form NT 10-Q filed 2023-02-14 (accession 0001104659-23-021348) notified the SEC of delayed 10-Q filing for period ending 2022-12-31. Substantive filing landed 2023-02-16 (accession 0001410578-23-000138), 2 days after the 2023-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 10, 2022 | Form NT 10-Q filed 2022-11-10 (accession 0001104659-22-116688) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001410578-22-003507), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 12, 2022 | Form NT 10-Q filed 2022-08-12 (accession 0001104659-22-089607) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-17 (accession 0001410578-22-002660), 3 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 28, 2022 | Form NT 10-K filed 2022-06-28 (accession 0001104659-22-075109) notified the SEC of delayed 10-K filing for period ending 2022-03-31. Substantive filing landed 2022-07-14 (accession 0001410578-22-001941), 15 days after the 2022-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2022 | Form NT 10-Q filed 2022-02-14 (accession 0001104659-22-021820) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-02-16 (accession 0001410578-22-000149), 2 days after the 2022-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 12, 2021 | Form NT 10-Q filed 2021-11-12 (accession 0001104659-21-137332) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-19 (accession 0001410578-21-000338), 5 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2021 | Form NT 10-Q filed 2021-08-13 (accession 0001104659-21-104780) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-20 (accession 0001104659-21-107829), 6 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2021 | Form NT 10-K filed 2021-06-29 (accession 0001104659-21-086553) notified the SEC of delayed 10-K filing for period ending 2021-03-31. Substantive filing landed 2021-07-08 (accession 0001104659-21-090272), 9 days after the 2021-06-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 12, 2020 | Form NT 10-Q filed 2020-08-12 (accession 0001104659-20-093599) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0001104659-20-096929), 5 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2020 | Form NT 10-Q filed 2020-02-14 (accession 0001104659-20-020637) notified the SEC of delayed 10-Q filing for period ending 2019-12-31. Substantive filing landed 2020-02-19 (accession 0001104659-20-022854), 5 days after the 2020-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2019 | Form NT 10-Q filed 2019-11-13 (accession 0001104659-19-063094) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001104659-19-065463), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 12, 2019 | Form NT 10-Q filed 2019-08-12 (accession 0001144204-19-039143) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001144204-19-040627), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2019 | Form NT 10-Q filed 2019-02-14 (accession 0001144204-19-007513) notified the SEC of delayed 10-Q filing for period ending 2018-12-31. Substantive filing landed 2019-02-19 (accession 0001144204-19-008907), 5 days after the 2019-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2018 | Form NT 10-Q filed 2018-11-13 (accession 0001144204-18-058912) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001144204-18-060767), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2018 | Form NT 10-Q filed 2018-08-13 (accession 0001144204-18-043736) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001144204-18-045563), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2018 | Form NT 10-Q filed 2018-02-14 (accession 0001144204-18-008345) notified the SEC of delayed 10-Q filing for period ending 2017-12-31. Substantive filing landed 2018-02-20 (accession 0001144204-18-009787), 6 days after the 2018-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001144204-17-058717) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-17 (accession 0001144204-17-059917), 3 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001144204-17-043329) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001144204-17-044439), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 28, 2017 | Form NT 10-K filed 2017-06-28 (accession 0001144204-17-034577) notified the SEC of delayed 10-K filing for period ending 2017-03-31. Substantive filing landed 2017-07-14 (accession 0001144204-17-036858), 15 days after the 2017-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 15, 2017 | Form NT 10-Q filed 2017-02-15 (accession 0001144204-17-009246) notified the SEC of delayed 10-Q filing for period ending 2016-12-31. Substantive filing landed 2017-02-21 (accession 0001144204-17-010218), 7 days after the 2017-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 16, 2016 | Form NT 10-Q filed 2016-02-16 (accession 0001144204-16-081880) notified the SEC of delayed 10-Q filing for period ending 2015-12-31. Substantive filing landed 2016-02-18 (accession 0001144204-16-083207), 4 days after the 2016-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001144204-15-049690) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-25 (accession 0001144204-15-051811), 11 days after the 2015-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001144204-14-068795) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-19 (accession 0001144204-14-069628), 5 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2014 | Form NT 10-Q filed 2014-08-15 (accession 0001144204-14-050510) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-20 (accession 0001144204-14-051645), 6 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2013 | Form NT 10-Q filed 2013-08-14 (accession 0001144204-13-045448) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-16 (accession 0001144204-13-046606), 2 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 27, 2008 | Form NT 10-K filed 2008-06-27 (accession 0001144204-08-037133) notified the SEC of delayed 10-K filing for period ending 2008-03-31. Substantive filing landed 2008-07-08 (accession 0001144204-08-039010), 9 days after the 2008-06-29 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 28, 2007 | Form NT 10-K filed 2007-06-28 (accession 0001144204-07-034021) notified the SEC of delayed 10-K filing for period ending 2007-03-31. Substantive filing landed 2007-07-13 (accession 0001144204-07-036503), 14 days after the 2007-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2004 | Form NT 10-K filed 2004-06-29 (accession 0001116354-04-000041) notified the SEC of delayed 10-K filing for period ending 2004-03-31. Substantive filing landed 2004-07-14 (accession 0001144204-04-009977), 15 days after the 2004-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2001 | Form NT 10-Q filed 2001-11-13 (accession 0000102109-01-500023) notified the SEC of delayed 10-Q filing for period ending 2001-09-30. Substantive filing landed 2001-11-19 (accession 0000102109-01-500024), 5 days after the 2001-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2001 | Form NT 10-K filed 2001-06-29 (accession 0000102109-01-500017) notified the SEC of delayed 10-K filing for period ending 2001-03-31. Substantive filing landed 2001-07-13 (accession 0000102109-01-500019), 14 days after the 2001-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2001 | Form NT 10-Q filed 2001-02-14 (accession 0000102109-01-500010) notified the SEC of delayed 10-Q filing for period ending 2000-12-31. Substantive filing landed 2001-02-20 (accession 0000102109-01-500014), 6 days after the 2001-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 1999 | Form NT 10-K filed 1999-06-29 (accession 0000102109-99-000006) notified the SEC of delayed 10-K filing for period ending 1999-03-31. Substantive filing landed 1999-07-13 (accession 0001014100-99-000112), 14 days after the 1999-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 13, 1998 | Form NT 10-Q filed 1998-02-13 (accession 0001014100-98-000017) notified the SEC of delayed 10-Q filing for period ending 1997-12-31. Substantive filing landed 1998-02-23 (accession 0000102109-98-000001), 9 days after the 1998-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 26, 1997 | Form NT 10-K filed 1997-06-26 (accession 0001014100-97-000037) notified the SEC of delayed 10-K filing for period ending 1997-03-31. Substantive filing landed 1997-07-11 (accession 0000102109-97-000006), 12 days after the 1997-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 13, 1997 | Form NT 10-Q filed 1997-02-13 (accession 0000102109-97-000001) notified the SEC of delayed 10-Q filing for period ending 1996-12-31. Substantive filing landed 1997-02-19 (accession 0000102109-97-000002), 5 days after the 1997-02-14 filing d… | view ↗ |
Related on UUU
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.