USEG Risk Flags
Consolidated view of every risk_flag row USEGhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001493152-19-007337) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-10-15 (accession 0001493152-19-015516), 153 days after the 2019-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001493152-19-004729) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-09-16 (accession 0001493152-19-014181), 169 days after the 2019-03-31 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2019 | Form NT 10-Q filed 2019-08-16 (accession 0001493152-19-012877) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-10-15 (accession 0001493152-19-015516), 62 days after the 2019-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001615774-17-001361) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001615774-17-001735), 17 days after the 2017-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 26, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-26 (accession 0001437749-24-009440) was 'Weaver and Tidwell, L.L.P.' (PCAOB Firm ID: 410). Prior 10-K filed 2023-04-13 (accession 0001493152-23-012144) was 'Plante & Moran, PLLC' (PCAOB Firm ID: 16… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-010405) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-13 (accession 0001493152-23-012144), 13 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 12, 2017 | Form NT 10-Q filed 2017-05-12 (accession 0001615774-17-002334) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-19 (accession 0001615774-17-002537), 4 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001615774-16-008367) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-21 (accession 0001615774-16-008508), 7 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001615774-16-004729) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001615774-16-004967), 15 days after the 2016-03-30 filing … | view ↗ |
Related on USEG
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.