UPC Risk Flags
Consolidated view of every risk_flag row UPChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F · Jan 27, 2025 | Form NT 20-F filed 2025-01-27 (accession 0001213900-25-006745) notified the SEC of delayed 20-F filing for period ending 2024-09-30. Substantive filing landed 2025-04-29 (accession 0001213900-25-036798), 91 days after the 2025-01-28 filing … | view ↗ |
| Auditor Change | low | 20-F · Apr 29, 2025 | PCAOB-tagged auditor in 20-F filed 2025-04-29 (accession 0001213900-25-036798) was 'Enrome LLP' (PCAOB Firm ID: 6907). Prior 20-F filed 2024-01-30 (accession 0001213900-24-007745) was 'YCM CPA, Inc.' (PCAOB Firm ID: 6781). | view ↗ |
| Late Filing | low | NT 20-F · Jan 30, 2023 | Form NT 20-F filed 2023-01-30 (accession 0001213900-23-006011) notified the SEC of delayed 20-F filing for period ending 2022-09-30. Substantive filing landed 2023-02-10 (accession 0001213900-23-010349), 13 days after the 2023-01-28 filing … | view ↗ |
Related on UPC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.