UONE Risk Flags
Consolidated view of every risk_flag row UONEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 10, 2023 | Form NT 10-Q filed 2023-08-10 (accession 0001558370-23-014386) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-11-20 (accession 0001558370-23-019225), 98 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 10, 2023 | Form NT 10-Q filed 2023-05-10 (accession 0001558370-23-009156) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-11-20 (accession 0001558370-23-019225), 189 days after the 2023-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 10, 2023 | Form NT 10-K filed 2023-03-10 (accession 0001558370-23-003492) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-06-30 (accession 0001558370-23-011650), 91 days after the 2023-03-31 filing … | view ↗ |
| Auditor Change | medium | 10-K · Mar 27, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-27 (accession 0001041657-25-000013) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2024-06-07 (accession 0001558370-24-009018) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | medium | NT 10-Q · May 10, 2024 | Form NT 10-Q filed 2024-05-10 (accession 0001558370-24-007811) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-06-07 (accession 0001558370-24-009019), 23 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 14, 2024 | Form NT 10-K filed 2024-03-14 (accession 0001558370-24-003251) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-06-07 (accession 0001558370-24-009018), 69 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 10, 2007 | Form NT 10-Q filed 2007-05-10 (accession 0000950133-07-002252) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. Substantive filing landed 2007-06-25 (accession 0000950133-07-002767), 41 days after the 2007-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Feb 21, 2007 | Form NT 10-K filed 2007-02-21 (accession 0000950133-07-000709) notified the SEC of delayed 10-K filing for period ending 2006-12-31. Substantive filing landed 2007-06-14 (accession 0000950133-07-002675), 75 days after the 2007-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 20, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-20 (accession 0001041657-26-000016) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K filed 2025-03-27 (accession 0001041657-25-000013) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2023 | Form NT 10-Q filed 2023-11-13 (accession 0001558370-23-018690) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001558370-23-019225), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 10, 2022 | Form NT 10-Q filed 2022-08-10 (accession 0001558370-22-013087) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-12 (accession 0001558370-22-013447), 2 days before the 2022-08-14 filing … | view ↗ |
| Delisting | low | 15-12G · Mar 18, 2014 | Form 15-12G filed 2014-03-18 (accession 0001041657-14-000021) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2013 | Form NT 10-Q filed 2013-08-14 (accession 0001041657-13-000038) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-19 (accession 0001144204-13-046878), 5 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2010 | Form NT 10-Q filed 2010-08-17 (accession 0001041657-10-000039) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-23 (accession 0001041657-10-000060), 9 days after the 2010-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 10, 2007 | Form NT 10-Q filed 2007-08-10 (accession 0000950133-07-003390) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. Substantive filing landed 2007-08-10 (accession 0000950133-07-003391), 4 days before the 2007-08-14 filing … | view ↗ |
Related on UONE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.