UMEW Risk Flags
Consolidated view of every risk_flag row UMEWhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Feb 14, 2003 | Form NT 10-Q filed 2003-02-14 (accession 0001169232-03-001259) notified the SEC of delayed 10-Q filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Dec 30, 2002 | Form NT 10-K filed 2002-12-30 (accession 0001169232-02-003755) notified the SEC of delayed 10-K filing for period ending 2002-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 20-F · Feb 1, 2019 | Form NT 20-F filed 2019-02-01 (accession 0001477932-19-000333) notified the SEC of delayed 20-F filing for period ending 2018-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2005 | Form NT 10-Q filed 2005-05-16 (accession 0001204459-05-000281) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2002 | Form NT 10-Q filed 2002-05-15 (accession 0000891554-02-003184) notified the SEC of delayed 10-Q filing for period ending 2002-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Feb 15, 2002 | Form NT 10-Q filed 2002-02-15 (accession 0000891554-02-000898) notified the SEC of delayed 10-Q filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 20-F · Jan 30, 2023 | Form NT 20-F filed 2023-01-30 (accession 0001477932-23-000605) notified the SEC of delayed 20-F filing for period ending 2022-09-30. Substantive filing landed 2023-04-19 (accession 0001477932-23-002748), 81 days after the 2023-01-28 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jan 31, 2022 | Form NT 20-F filed 2022-01-31 (accession 0001477932-22-000504) notified the SEC of delayed 20-F filing for period ending 2021-09-30. Substantive filing landed 2022-02-14 (accession 0001477932-22-000732), 17 days after the 2022-01-28 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jan 26, 2018 | Form NT 20-F filed 2018-01-26 (accession 0001477932-18-000504) notified the SEC of delayed 20-F filing for period ending 2017-09-30. Substantive filing landed 2018-04-11 (accession 0001477932-18-001727), 73 days after the 2018-01-28 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jan 30, 2017 | Form NT 20-F filed 2017-01-30 (accession 0001477932-17-000464) notified the SEC of delayed 20-F filing for period ending 2016-09-30. Substantive filing landed 2017-02-14 (accession 0001477932-17-000718), 17 days after the 2017-01-28 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jan 27, 2014 | Form NT 20-F filed 2014-01-27 (accession 0001477932-14-000382) notified the SEC of delayed 20-F filing for period ending 2013-09-30. Substantive filing landed 2014-02-12 (accession 0001477932-14-000643), 15 days after the 2014-01-28 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 27, 2012 | Form NT 10-K filed 2012-12-27 (accession 0001477932-12-004992) notified the SEC of delayed 10-K filing for period ending 2012-09-30. Substantive filing landed 2013-01-16 (accession 0001477932-13-000247), 18 days after the 2012-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 2, 2026 | Form NT 10-Q filed 2026-02-02 (accession 0001477932-26-000569) notified the SEC of delayed 10-Q filing for period ending 2025-12-31. Substantive filing landed 2026-02-24 (accession 0001477932-26-000998), 10 days after the 2026-02-14 filing … | view ↗ |
| Auditor Change | low | 20-F · Apr 19, 2023 | PCAOB-tagged auditor in 20-F filed 2023-04-19 (accession 0001477932-23-002748) was 'J&S Associate PLT' (PCAOB Firm ID: 6743). Prior 20-F/A filed 2022-02-17 (accession 0001477932-22-000922) was 'J&S ASSOCIATE' (PCAOB Firm ID: 2380). | view ↗ |
| Late Filing | low | NT 10-Q · Feb 11, 2013 | Form NT 10-Q filed 2013-02-11 (accession 0001477932-13-000549) notified the SEC of delayed 10-Q filing for period ending 2012-12-31. Substantive filing landed 2013-02-22 (accession 0001477932-13-000835), 8 days after the 2013-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2010 | Form NT 10-Q filed 2010-08-16 (accession 0001204459-10-001927) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-23 (accession 0001204459-10-002016), 9 days after the 2010-08-14 filing d… | view ↗ |
Related on UMEW
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.