ULBI Risk Flags
Consolidated view of every risk_flag row ULBIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Mar 23, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-23 (accession 0001437749-26-009385) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). Prior 10-K filed 2025-04-01 (accession 0001437749-25-010360) was 'Freed Maxick P.C. (f/k/a Freed Maxick CPAs, P… | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2026 | Form NT 10-K filed 2026-03-17 (accession 0001437749-26-008478) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-03-23 (accession 0001437749-26-009385), 8 days before the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 7, 2025 | Form NT 10-Q filed 2025-11-07 (accession 0001437749-25-033824) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-17 (accession 0001437749-25-035475), 3 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 7, 2025 | Form NT 10-K filed 2025-03-07 (accession 0001437749-25-006653) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-01 (accession 0001437749-25-010360), 1 days after the 2025-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 10, 2009 | Form NT 10-Q filed 2009-08-10 (accession 0000950123-09-032734) notified the SEC of delayed 10-Q filing for period ending 2009-06-28. Substantive filing landed 2009-08-10 (accession 0000950123-09-032748), 2 days before the 2009-08-12 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2008 | Form NT 10-K filed 2008-03-17 (accession 0000950152-08-002029) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2008-03-19 (accession 0000950152-08-002100), 11 days before the 2008-03-30 filing… | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2007 | Form NT 10-K filed 2007-03-16 (accession 0000950152-07-002231) notified the SEC of delayed 10-K filing for period ending 2006-12-31. Substantive filing landed 2007-03-21 (accession 0000950152-07-002362), 10 days before the 2007-03-31 filing… | view ↗ |
Related on ULBI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.