UIS Risk Flags
Consolidated view of every risk_flag row UIShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Feb 25, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-25 (accession 0000746838-26-000006) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2025-02-21 (accession 0000746838-25-000008) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238)… | view ↗ |
| Delisting | medium | 25-NSE · Aug 5, 2020 | Form 25-NSE filed 2020-08-05 (accession 0000876661-20-000616) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 1, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-01 (accession 0000746838-23-000009) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K/A filed 2022-11-23 (accession 0001193125-22-292053) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 7, 2022 | Form NT 10-Q filed 2022-11-07 (accession 0000746838-22-000037) notified the SEC of delayed 10-Q filing for period ending 2022-11-07. Substantive filing landed 2022-11-23 (accession 0001193125-22-292065), 29 days before the 2022-12-22 filing… | view ↗ |
| Delisting | low | 15-15D · Jul 10, 2017 | Form 15-15D filed 2017-07-10 (accession 0000746838-17-000043) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on UIS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.