UGRO Risk Flags
Consolidated view of every risk_flag row UGROhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001628280-25-015694) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2026-01-16 (accession 0001213900-26-005258), 291 days after the 2025-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001706524-24-000076) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2025-02-18 (accession 0001706524-25-000011), 96 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001706524-24-000068) notified the SEC of delayed 10-Q filing for period ending 2024-08-14. Substantive filing landed 2025-02-18 (accession 0001706524-25-000011), 143 days after the 2024-09-28 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 24, 2025 | Form NT 10-Q filed 2025-11-24 (accession 0001213900-25-113735) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2026-02-03 (accession 0001213900-26-011613), 81 days after the 2025-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 29, 2020 | Form NT 10-Q filed 2020-06-29 (accession 0001683168-20-002117) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-07-06 (accession 0001683168-20-002189), 52 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 15, 2020 | Form NT 10-K filed 2020-05-15 (accession 0001683168-20-001599) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-18 (accession 0001683168-20-001656), 49 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001213900-26-037273) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001213900-26-044091), 15 days after the 2026-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Jan 16, 2026 | PCAOB-tagged auditor in 10-K filed 2026-01-16 (accession 0001213900-26-005258) was 'Sadler, Gibb & Associates, LLC' (PCAOB Firm ID: 3627). Prior 10-K filed 2024-03-28 (accession 0001706524-24-000014) was 'BF Borgers CPA PC' (PCAOB Firm ID: … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001683168-19-003583) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001683168-19-003755), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001683168-19-002584) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001683168-19-002699), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001683168-19-001551) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001683168-19-001652), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001683168-18-003394) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001683168-18-003495), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001683168-18-002307) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-16 (accession 0001683168-18-002366), 2 days after the 2018-08-14 filing d… | view ↗ |
Related on UGRO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.