UGP Risk Flags
Consolidated view of every risk_flag row UGPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Sep 28, 2011 | Form 25-NSE filed 2011-09-28 (accession 0000876661-11-000432) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 20-F · Apr 26, 2023 | PCAOB-tagged auditor in 20-F filed 2023-04-26 (accession 0001554855-23-000301) was 'Deloitte Touche Tohmatsu Auditores Independentes Ltda.' (PCAOB Firm ID: 1045). Prior 20-F filed 2022-05-10 (accession 0001554855-22-000306) was 'KPMG Audito… | view ↗ |
| Late Filing | low | NT 20-F · May 3, 2022 | Form NT 20-F filed 2022-05-03 (accession 0001554855-22-000277) notified the SEC of delayed 20-F filing for period ending 2022-05-03. Substantive filing landed 2022-05-10 (accession 0001554855-22-000306), 113 days before the 2022-08-31 filin… | view ↗ |
| Late Filing | low | NT 20-F · May 1, 2020 | Form NT 20-F filed 2020-05-01 (accession 0001193125-20-129359) notified the SEC of delayed 20-F filing for period ending 2019-12-31. Substantive filing landed 2020-05-04 (accession 0001193125-20-132504), 5 days after the 2020-04-29 filing d… | view ↗ |
Related on UGP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.