UGI Risk Flags
Consolidated view of every risk_flag row UGIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Jun 3, 2024 | Form 25-NSE filed 2024-06-03 (accession 0000876661-24-000451) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Nov 21, 2025 | PCAOB-tagged auditor in 10-K filed 2025-11-21 (accession 0000884614-25-000053) was 'KPMG, LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2024-11-26 (accession 0000884614-24-000086) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | low | NT 10-K · Dec 2, 2013 | Form NT 10-K filed 2013-12-02 (accession 0000884614-13-000025) notified the SEC of delayed 10-K filing for period ending 2013-09-30. Substantive filing landed 2013-12-16 (accession 0000884614-13-000028), 13 days before the 2013-12-29 filing… | view ↗ |
| Late Filing | low | NT 10-Q · May 10, 2013 | Form NT 10-Q filed 2013-05-10 (accession 0001193125-13-214582) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-15 (accession 0000884614-13-000008), 0 days after the 2013-05-15 filing d… | view ↗ |
Related on UGI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.