TXMD Risk Flags
Consolidated view of every risk_flag row TXMDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Apr 30, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-04-30 (accession 0001213900-25-037713) was 'Berkowitz Pollack Brant, Advisors + CPAs' (PCAOB Firm ID: 52). Prior 10-K/A filed 2024-04-29 (accession 0001213900-24-037258) was 'GRANT THORNTON LLP' (PC… | view ↗ |
| Delisting | medium | 25 · Oct 6, 2017 | Form 25 filed 2017-10-06 (accession 0001387131-17-004987) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001213900-26-037914) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-01 (accession 0001213900-26-037918), 1 days after the 2026-03-31 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Apr 1, 2026 | PCAOB-tagged auditor in 10-K/A filed 2026-04-01 (accession 0001213900-26-037918) was 'Carr, Riggs & Ingram, L.L.C.' (PCAOB Firm ID: 213). Prior 10-K/A filed 2025-04-30 (accession 0001213900-25-037713) was 'Berkowitz Pollack Brant, Advisors … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001193125-23-088302) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-07 (accession 0001564590-23-005514), 7 days after the 2023-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2011 | Form NT 10-Q filed 2011-05-16 (accession 0001387131-11-000880) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-19 (accession 0001387131-11-000951), 4 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0001387131-11-000512) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-15 (accession 0001387131-11-000602), 15 days after the 2011-03-31 filing … | view ↗ |
Related on TXMD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.