TVGN Risk Flags
Consolidated view of every risk_flag row TVGNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Apr 2, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-02 (accession 0001641172-25-002426) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2024-04-29 (accession 0001493152-24-016796) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001493152-24-012819) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-29 (accession 0001493152-24-016796), 30 days after the 2024-03-30 filing … | view ↗ |
| Delisting | medium | 25-NSE · Feb 14, 2024 | Form 25-NSE filed 2024-02-14 (accession 0001354457-24-000074) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001104659-23-040236) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001410578-23-000698), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001641172-25-001996) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-02 (accession 0001641172-25-002426), 2 days after the 2025-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001493152-24-046269) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001493152-24-046839), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001493152-24-020283) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-28 (accession 0001493152-24-021650), 13 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028706) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001493152-23-029606), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001104659-23-060735) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001410578-23-001349), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001104659-22-061534) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-17 (accession 0001410578-22-001755), 2 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001104659-22-041343) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-01 (accession 0001410578-22-000810), 1 days after the 2022-03-31 filing d… | view ↗ |
Related on TVGN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.