TSSI Risk Flags
Consolidated view of every risk_flag row TSSIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001144204-15-020132) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-22 (accession 0001144204-15-024300), 22 days after the 2015-03-31 filing … | view ↗ |
| Delisting | medium | 25 · Mar 22, 2010 | Form 25 filed 2010-03-22 (accession 0001144204-10-014946) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | medium | 25-NSE · Jul 13, 2009 | Form 25-NSE filed 2009-07-13 (accession 0001354457-09-000197) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 18, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-18 (accession 0001654954-26-002342) was 'WEAVER AND TIDWELL, L.L.P' (PCAOB Firm ID: 219). Prior 10-K filed 2025-04-15 (accession 0001654954-25-004295) was 'WEAVER AND TIDWELL, L.L.P.' (PCAOB Firm I… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001654954-25-003688) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001654954-25-004295), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2015 | Form NT 10-Q filed 2015-08-17 (accession 0001144204-15-050081) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-18 (accession 0001144204-15-050456), 4 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2015 | Form NT 10-Q filed 2015-05-18 (accession 0001144204-15-031822) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-05-20 (accession 0001144204-15-032557), 5 days after the 2015-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 28, 2014 | Form NT 10-K filed 2014-03-28 (accession 0001144204-14-018505) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-15 (accession 0001144204-14-022809), 15 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2013 | Form NT 10-Q filed 2013-11-15 (accession 0001144204-13-062228) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001144204-13-063113), 5 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2007 | Form NT 10-Q filed 2007-05-16 (accession 0001144204-07-026416) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. Substantive filing landed 2007-05-21 (accession 0001144204-07-027857), 6 days after the 2007-05-15 filing d… | view ↗ |
Related on TSSI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.