TRXA Risk Flags
Consolidated view of every risk_flag row TRXAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001477932-23-008432) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2024-02-22 (accession 0001477932-24-000851), 100 days after the 2023-11-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Sep 15, 2023 | Form NT 10-K filed 2023-09-15 (accession 0001477932-23-006901) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2024-02-21 (accession 0001477932-24-000834), 146 days after the 2023-09-28 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Sep 28, 2015 | Form NT 10-K filed 2015-09-28 (accession 0001477932-15-006151) notified the SEC of delayed 10-K filing for period ending 2015-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2015 | Form NT 10-Q filed 2015-05-15 (accession 0001477932-15-003139) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001477932-14-006281) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Sep 30, 2025 | Form NT 10-K filed 2025-09-30 (accession 0001477932-25-007205) notified the SEC of delayed 10-K filing for period ending 2025-06-30. Substantive filing landed 2025-10-31 (accession 0001477932-25-007836), 33 days after the 2025-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001477932-25-003713) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-06-06 (accession 0001477932-25-004453), 22 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001477932-24-007245) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-12-27 (accession 0001477932-24-008351), 43 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Oct 16, 2024 | Form NT 10-K filed 2024-10-16 (accession 0001477932-24-006455) notified the SEC of delayed 10-K filing for period ending 2024-06-30. Substantive filing landed 2024-11-21 (accession 0001477932-24-007529), 54 days after the 2024-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 30, 2022 | Form NT 10-K filed 2022-09-30 (accession 0001477932-22-007362) notified the SEC of delayed 10-K filing for period ending 2022-06-30. Substantive filing landed 2022-10-17 (accession 0001477932-22-007727), 19 days after the 2022-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2026 | Form NT 10-Q filed 2026-05-14 (accession 0001477932-26-003122) notified the SEC of delayed 10-Q filing for period ending 2026-03-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 23, 2026 | Form NT 10-Q filed 2026-02-23 (accession 0001477932-26-000983) notified the SEC of delayed 10-Q filing for period ending 2025-12-31. Substantive filing landed 2026-02-23 (accession 0001477932-26-000986), 9 days after the 2026-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001477932-25-008386) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-28 (accession 0001477932-25-008667), 14 days after the 2025-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2025 | Form NT 10-Q filed 2025-02-14 (accession 0001477932-25-000962) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-02-21 (accession 0001477932-25-001190), 7 days after the 2025-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001477932-24-003024) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-24 (accession 0001477932-24-003277), 9 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 16, 2024 | Form NT 10-Q filed 2024-02-16 (accession 0001477932-24-000769) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-02-22 (accession 0001477932-24-000851), 8 days after the 2024-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001477932-23-003653) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-25 (accession 0001477932-23-003980), 10 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 10, 2022 | Form NT 10-Q filed 2022-11-10 (accession 0001477932-22-008331) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001477932-22-008785), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 30, 2014 | Form NT 10-K filed 2014-09-30 (accession 0001477932-14-005175) notified the SEC of delayed 10-K filing for period ending 2014-06-30. Substantive filing landed 2014-09-30 (accession 0001477932-14-005193), 2 days after the 2014-09-28 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001477932-14-002597) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001477932-14-002794), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 18, 2014 | Form NT 10-Q filed 2014-02-18 (accession 0001477932-14-000705) notified the SEC of delayed 10-Q filing for period ending 2013-12-31. Substantive filing landed 2014-02-18 (accession 0001477932-14-000721), 4 days after the 2014-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2013 | Form NT 10-Q filed 2013-11-15 (accession 0001477932-13-005634) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-20 (accession 0001477932-13-005808), 6 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2012 | Form NT 10-Q filed 2012-02-15 (accession 0001165527-12-000133) notified the SEC of delayed 10-Q filing for period ending 2011-12-31. Substantive filing landed 2012-02-21 (accession 0001165527-12-000151), 7 days after the 2012-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 28, 2010 | Form NT 10-K filed 2010-09-28 (accession 0001165527-10-000697) notified the SEC of delayed 10-K filing for period ending 2010-06-30. Substantive filing landed 2010-10-13 (accession 0001165527-10-000745), 15 days after the 2010-09-28 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 21, 2024 | PCAOB-tagged auditor in 10-K filed 2024-02-21 (accession 0001477932-24-000834) was 'INTEGRITAT CPA' (PCAOB Firm ID: 6624). Prior 10-K filed 2022-10-17 (accession 0001477932-22-007727) was 'Fruci & Associates II, PLLC' (PCAOB Firm ID: 5525). | view ↗ |
| Late Filing | low | NT 10-Q · May 13, 2022 | Form NT 10-Q filed 2022-05-13 (accession 0001477932-22-003283) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001477932-22-003847), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2022 | Form NT 10-Q filed 2022-02-14 (accession 0001477932-22-000776) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-02-22 (accession 0001477932-22-000966), 8 days after the 2022-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Oct 1, 2013 | Form NT 10-K filed 2013-10-01 (accession 0001477932-13-004401) notified the SEC of delayed 10-K filing for period ending 2013-06-30. Substantive filing landed 2013-10-01 (accession 0001477932-13-004416), 3 days after the 2013-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2010 | Form NT 10-Q filed 2010-05-18 (accession 0001165527-10-000393) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-21 (accession 0001165527-10-000398), 6 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 17, 2010 | Form NT 10-Q filed 2010-02-17 (accession 0001165527-10-000131) notified the SEC of delayed 10-Q filing for period ending 2009-12-31. Substantive filing landed 2010-02-22 (accession 0001165527-10-000148), 8 days after the 2010-02-14 filing d… | view ↗ |
Related on TRXA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.