TRUG Risk Flags
Consolidated view of every risk_flag row TRUGhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Apr 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-15 (accession 0001641172-25-004877) was 'Haynie & Company' (PCAOB Firm ID: 457). Prior 10-K filed 2023-05-31 (accession 0001493152-23-019509) was 'MaloneBailey, LLP' (PCAOB Firm ID: 206). | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001493152-24-020193) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-08-14 (accession 0001493152-24-032270), 91 days after the 2024-05-15 filing … | view ↗ |
| Delisting | medium | 25-NSE · Jan 31, 2024 | Form 25-NSE filed 2024-01-31 (accession 0001354457-24-000044) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Dec 1, 2021 | Form 25-NSE filed 2021-12-01 (accession 0001354457-21-001396) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014124) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001493152-26-016882), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001641172-25-024223) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001641172-25-024815), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001785) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001641172-25-004877), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001493152-24-032565) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-21 (accession 0001493152-24-033320), 7 days after the 2024-08-14 filing d… | view ↗ |
Related on TRUG
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.