TROO Risk Flags
Consolidated view of every risk_flag row TROOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F · May 2, 2012 | Form NT 20-F filed 2012-05-02 (accession 0001144204-12-025410) notified the SEC of delayed 20-F filing for period ending 2011-12-31. Substantive filing landed 2012-08-30 (accession 0001144204-12-048947), 123 days after the 2012-04-29 filing… | view ↗ |
| Late Filing | medium | NT 20-F · Apr 30, 2021 | Form NT 20-F filed 2021-04-30 (accession 0001104659-21-058782) notified the SEC of delayed 20-F filing for period ending 2020-12-31. Substantive filing landed 2021-07-07 (accession 0001104659-21-089803), 68 days after the 2021-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · May 2, 2016 | Form NT 20-F filed 2016-05-02 (accession 0001144204-16-098263) notified the SEC of delayed 20-F filing for period ending 2015-12-31. Substantive filing landed 2016-05-16 (accession 0001144204-16-102222), 17 days after the 2016-04-29 filing … | view ↗ |
| Auditor Change | low | 20-F · Apr 30, 2025 | PCAOB-tagged auditor in 20-F filed 2025-04-30 (accession 0001410578-25-001051) was 'Audit Alliance LLP' (PCAOB Firm ID: 3487). Prior 20-F/A filed 2024-08-23 (accession 0001410578-24-001551) was 'Yu Certified Public Accountant, P.C.' (PCAOB … | view ↗ |
| Auditor Change | low | 20-F/A · Aug 23, 2024 | PCAOB-tagged auditor in 20-F/A filed 2024-08-23 (accession 0001410578-24-001551) was 'Yu Certified Public Accountant, P.C.' (PCAOB Firm ID: 5910). Prior 20-F/A filed 2023-05-15 (accession 0001104659-23-060254) was 'Audit Alliance LLP' (PCAO… | view ↗ |
| Auditor Change | low | 20-F/A · May 15, 2023 | PCAOB-tagged auditor in 20-F/A filed 2023-05-15 (accession 0001104659-23-060254) was 'Audit Alliance LLP' (PCAOB Firm ID: 3487). Prior 20-F filed 2022-05-10 (accession 0001410578-22-001260) was 'Centurion ZD CPA & Co.' (PCAOB Firm ID: 5910)… | view ↗ |
| Late Filing | low | NT 20-F · Apr 29, 2022 | Form NT 20-F filed 2022-04-29 (accession 0001104659-22-053642) notified the SEC of delayed 20-F filing for period ending 2021-12-31. Substantive filing landed 2022-05-10 (accession 0001410578-22-001260), 10 days after the 2022-04-30 filing … | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2019 | Form NT 20-F filed 2019-04-30 (accession 0001144204-19-022392) notified the SEC of delayed 20-F filing for period ending 2018-12-31. Substantive filing landed 2019-05-14 (accession 0001144204-19-025920), 14 days after the 2019-04-30 filing … | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2018 | Form NT 20-F filed 2018-04-30 (accession 0001144204-18-023461) notified the SEC of delayed 20-F filing for period ending 2017-12-31. Substantive filing landed 2018-05-14 (accession 0001144204-18-028109), 14 days after the 2018-04-30 filing … | view ↗ |
| Late Filing | low | NT 20-F · Apr 28, 2017 | Form NT 20-F filed 2017-04-28 (accession 0001144204-17-023132) notified the SEC of delayed 20-F filing for period ending 2016-12-31. Substantive filing landed 2017-05-15 (accession 0001144204-17-027317), 15 days after the 2017-04-30 filing … | view ↗ |
| Late Filing | low | NT 20-F · May 1, 2015 | Form NT 20-F filed 2015-05-01 (accession 0001144204-15-026785) notified the SEC of delayed 20-F filing for period ending 2014-12-31. Substantive filing landed 2015-05-15 (accession 0001144204-15-031402), 15 days after the 2015-04-30 filing … | view ↗ |
Related on TROO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.