TRLEF Risk Flags
Consolidated view of every risk_flag row TRLEFhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001493152-21-007582) notified the SEC of delayed 10-K filing for period ending 2020-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 27, 2020 | Form NT 10-K filed 2020-03-27 (accession 0001062993-20-001527) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-15 (accession 0001493152-20-008951), 46 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001493152-19-007570) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-06-25 (accession 0001493152-19-009691), 41 days after the 2019-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001062993-19-001537) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001493152-19-005465), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2017 | Form NT 10-Q filed 2017-11-15 (accession 0001493152-17-013303) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2018-01-18 (accession 0001493152-18-000709), 65 days after the 2017-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 17, 2017 | Form NT 10-Q filed 2017-08-17 (accession 0001493152-17-009539) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-10-04 (accession 0001493152-17-011244), 51 days after the 2017-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001493152-17-005253) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-06-13 (accession 0001493152-17-006548), 29 days after the 2017-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0001193125-16-767205) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-12-12 (accession 0001193125-16-790695), 28 days after the 2016-11-14 filing … | view ↗ |
| Late Filing | medium | NT 20-F · May 4, 2026 | Form NT 20-F filed 2026-05-04 (accession 0001493152-26-020971) notified the SEC of delayed 20-F filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001493152-21-020310) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-17 (accession 0001493152-21-020314), 3 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 18, 2019 | Form NT 10-Q filed 2019-11-18 (accession 0001493152-19-017805) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-25 (accession 0001493152-19-018326), 11 days after the 2019-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001493152-18-016282) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-15 (accession 0001493152-18-016285), 1 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 20-F · May 1, 2025 | Form NT 20-F filed 2025-05-01 (accession 0001641172-25-007961) notified the SEC of delayed 20-F filing for period ending 2024-12-31. Substantive filing landed 2025-05-01 (accession 0001641172-25-007976), 1 days after the 2025-04-30 filing d… | view ↗ |
| Late Filing | low | NT 20-F · May 1, 2024 | Form NT 20-F filed 2024-05-01 (accession 0001493152-24-017332) notified the SEC of delayed 20-F filing for period ending 2023-12-31. Substantive filing landed 2024-05-07 (accession 0001493152-24-017964), 8 days after the 2024-04-29 filing d… | view ↗ |
| Auditor Change | low | 20-F/A · Jun 6, 2023 | PCAOB-tagged auditor in 20-F/A filed 2023-06-06 (accession 0001493152-23-020239) was 'MNP LLP' (PCAOB Firm ID: 1930). Prior 20-F filed 2022-05-02 (accession 0001493152-22-011754) was 'Harbourside CPA LLP' (PCAOB Firm ID: 6498). | view ↗ |
| Late Filing | low | NT 20-F · May 2, 2023 | Form NT 20-F filed 2023-05-02 (accession 0001493152-23-015064) notified the SEC of delayed 20-F filing for period ending 2022-12-31. Substantive filing landed 2023-05-02 (accession 0001493152-23-015092), 2 days after the 2023-04-30 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001193125-16-681008) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-19 (accession 0001193125-16-685753), 5 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001193125-16-522735) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001193125-16-540980), 15 days after the 2016-03-30 filing … | view ↗ |
Related on TRLEF
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.