TRLC Risk Flags
Consolidated view of every risk_flag row TRLChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Aug 11, 2023 | Form NT 10-Q filed 2023-08-11 (accession 0001437749-23-023256) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-11-15 (accession 0001437749-23-032168), 93 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001437749-23-014735) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-11-15 (accession 0001437749-23-032168), 184 days after the 2023-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001437749-23-008858) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-09-29 (accession 0001437749-23-027196), 182 days after the 2023-03-31 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001437749-23-032144) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-15 (accession 0001437749-23-032168), 1 days after the 2023-11-14 filing d… | view ↗ |
| Auditor Change | medium | 10-K · Sep 29, 2023 | PCAOB-tagged auditor in 10-K filed 2023-09-29 (accession 0001437749-23-027196) was 'KPMG, LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2022-03-30 (accession 0001564590-22-012512) was 'BDO USA LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001564590-18-021790) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-11-09 (accession 0001564590-18-028977), 87 days after the 2018-08-14 filing … | view ↗ |
Related on TRLC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.