TRAW Risk Flags
Consolidated view of every risk_flag row TRAWhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001104659-24-089854) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-11-14 (accession 0001558370-24-015752), 92 days after the 2024-08-14 filing … | view ↗ |
| Delisting | medium | 25-NSE · Jul 23, 2021 | Form 25-NSE filed 2021-07-23 (accession 0001354457-21-000843) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K/A · Apr 30, 2026 | PCAOB-tagged auditor in 10-K/A filed 2026-04-30 (accession 0001104659-26-053041) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K/A filed 2025-04-30 (accession 0001558370-25-006013) was 'KPMG' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001130598-26-000002) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001104659-26-043832), 15 days after the 2026-03-31 filing … | view ↗ |
Related on TRAW
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.