TPCS Risk Flags
Consolidated view of every risk_flag row TPCShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Jul 2, 2007 | Form NT 10-K filed 2007-07-02 (accession 0001144204-07-034686) notified the SEC of delayed 10-K filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2006 | Form NT 10-Q filed 2006-11-15 (accession 0001144204-06-047977) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2006 | Form NT 10-Q filed 2006-08-15 (accession 0001144204-06-033674) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Jun 30, 2006 | Form NT 10-K filed 2006-06-30 (accession 0001144204-06-026865) notified the SEC of delayed 10-K filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2006 | Form NT 10-K filed 2006-04-03 (accession 0001144204-06-013496) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Jul 1, 2025 | Form NT 10-K filed 2025-07-01 (accession 0001104659-25-064719) notified the SEC of delayed 10-K filing for period ending 2025-03-31. Substantive filing landed 2025-07-30 (accession 0001410578-25-001537), 31 days after the 2025-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2025 | Form NT 10-Q filed 2025-02-14 (accession 0001104659-25-014157) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-04-08 (accession 0001410578-25-000659), 53 days after the 2025-02-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001104659-24-119696) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2025-01-21 (accession 0001410578-25-000033), 68 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001104659-24-090109) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-11-07 (accession 0001410578-24-001803), 85 days after the 2024-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jul 1, 2024 | Form NT 10-K filed 2024-07-01 (accession 0001104659-24-076921) notified the SEC of delayed 10-K filing for period ending 2024-03-31. Substantive filing landed 2024-09-13 (accession 0001410578-24-001590), 76 days after the 2024-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2024 | Form NT 10-Q filed 2024-02-15 (accession 0001104659-24-024557) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-03-01 (accession 0001410578-24-000110), 16 days after the 2024-02-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001104659-22-091220) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-09-15 (accession 0001410578-22-002784), 32 days after the 2022-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jun 29, 2022 | Form NT 10-K filed 2022-06-29 (accession 0001104659-22-075793) notified the SEC of delayed 10-K filing for period ending 2022-03-31. Substantive filing landed 2022-08-10 (accession 0001410578-22-002194), 42 days after the 2022-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2021 | Form NT 10-Q filed 2021-11-12 (accession 0001104659-21-138182) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-12-09 (accession 0001410578-21-000495), 25 days after the 2021-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jul 1, 2014 | Form NT 10-K filed 2014-07-01 (accession 0000950159-14-000331) notified the SEC of delayed 10-K filing for period ending 2014-03-31. Substantive filing landed 2014-07-15 (accession 0000950159-14-000365), 16 days after the 2014-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2013 | Form NT 10-Q filed 2013-08-15 (accession 0000950159-13-000522) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-09-18 (accession 0000950159-13-000565), 35 days after the 2013-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jul 2, 2013 | Form NT 10-K filed 2013-07-02 (accession 0000950159-13-000437) notified the SEC of delayed 10-K filing for period ending 2013-03-31. Substantive filing landed 2013-08-16 (accession 0000950159-13-000526), 48 days after the 2013-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001104659-25-079326) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-21 (accession 0001410578-25-001869), 7 days after the 2025-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jul 30, 2025 | PCAOB-tagged auditor in 10-K filed 2025-07-30 (accession 0001410578-25-001537) was 'Marcum LLP' (PCAOB Firm ID: 199). Prior 10-K filed 2024-09-13 (accession 0001410578-24-001590) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001104659-23-118065) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001410578-23-002556), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001104659-23-091373) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001410578-23-002021), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001104659-22-118560) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-17 (accession 0001410578-22-003480), 3 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 11, 2022 | Form NT 10-Q filed 2022-02-11 (accession 0001104659-22-020464) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-02-17 (accession 0001410578-22-000163), 3 days after the 2022-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2014 | Form NT 10-Q filed 2014-08-15 (accession 0000950159-14-000410) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-18 (accession 0000950159-14-000415), 4 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 15, 2013 | Form NT 10-Q filed 2013-02-15 (accession 0000950159-13-000125) notified the SEC of delayed 10-Q filing for period ending 2012-12-31. Substantive filing landed 2013-02-19 (accession 0000950159-13-000133), 5 days after the 2013-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 2, 2012 | Form NT 10-K filed 2012-07-02 (accession 0000950159-12-000400) notified the SEC of delayed 10-K filing for period ending 2012-06-27. Substantive filing landed 2012-07-16 (accession 0000950159-12-000412), 71 days before the 2012-09-25 filing… | view ↗ |
Related on TPCS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.