TPB Risk Flags
Consolidated view of every risk_flag row TPBhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 3, 2006 | Form NT 10-K filed 2006-04-03 (accession 0000909518-06-000353) notified the SEC of delayed 10-K filing for period ending 2005-12-31. Substantive filing landed 2007-03-30 (accession 0001193125-07-068965), 364 days after the 2006-03-31 filing… | view ↗ |
| Auditor Change | medium | 10-K · Mar 2, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-02 (accession 0001437749-26-006405) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2025-03-06 (accession 0001437749-25-006480) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Delisting | low | 15-15D · May 11, 2007 | Form 15-15D filed 2007-05-11 (accession 0000909518-07-000436) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on TPB
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.